China prohibits securities companies and their employees from engaging in the following acts: buying and selling funds for customers against their entrustment; 2. Failing to provide the customer with the transaction confirmation documents within the specified time; 3. Buying and selling securities for customers without authorization, or buying and selling securities under the guise of customers; 4. Induce customers to buy and sell unnecessary securities to earn commission income; 5. Other behaviors that violate customers' real intentions and harm customers' interests.

Legal objectivity:

Article 54 of the Securities Law of People's Republic of China (PRC) prohibits employees of securities trading places, securities companies, securities registration and settlement institutions, securities service institutions and other financial institutions; Staff members of relevant regulatory authorities or trade associations use their positions to obtain undisclosed information other than inside information, engage in securities trading activities related to this information in violation of regulations, or express or imply that others engage in related trading activities. Those who use undisclosed information to conduct transactions and cause losses to investors shall be liable for compensation according to law.