1. A fund company shall meet the following conditions:
(1) The name meets the requirements, and the words "investment fund" are allowed to be used in the names of investment enterprises that have reached the scale;
(2) The investment of a single investor is not less than RMB 6,543,800+million;
(3) At least three senior executives have experience in the management and operation of equity investment funds or relevant business experience.
2. Legal basis: Article 13 of People's Republic of China (PRC) Securities Investment Fund Law.
The establishment of a fund management company shall meet the following conditions and be approved by the the State Council Securities Regulatory Authority:
(1) Having articles of association that conform to this Law and the Company Law of People's Republic of China (PRC);
(2) The registered capital shall not be less than 1 billion yuan, and it must be paid-in monetary capital;
(3) The major shareholder has good business performance and social reputation in securities business, securities investment consulting, trust asset management or other financial asset management, has no illegal record in the last three years, and has a registered capital of not less than 300 million yuan;
(four) the number of personnel who have obtained the qualification for fund practice has reached a quorum;
(5) Having business premises, safety precautions and other facilities related to the fund management business that meet the requirements;
(6) Having a sound internal audit monitoring system and risk control system;
(seven) other conditions stipulated by laws, administrative regulations and the State Council securities regulatory agency approved by the State Council.
Two. What materials do I need to apply for the establishment of a fund company?
The materials required to apply for the establishment of a fund company are as follows:
1, commitment letter. The shareholder's commitment to the authenticity, accuracy, completeness and compliance of the submitted application materials, which is funded by the inherent currency funds and is not bound by the commitment of any third party;
2. Confirmation letter;
3. Application report.