Job responsibilities:

1. Be familiar with the compliance management system of the financial and securities industry, be responsible for the compliance review of the system formulated and revised by the company, and put forward the review opinions.

2. Conduct compliance management and risk assessment on the project proposal put forward by the company, and write an assessment report.

3. Be responsible for the daily supervision and inspection of compliance management implementation and performance of various systems of the company.

4. Check all businesses handled by the company according to the company's compliance and risk control inspection methods.

5. Check and supervise the implementation of business isolation in the process of business development.

6. Put forward suggestions to deal with potential risks in the process of business development.

7. Complete the company's compliance risk control inspection on time and assist in organizing compliance risk control training.

8. Complete other tasks assigned by the leader.

Qualifications:

1. Bachelor degree or above in finance and economics in full-time key universities, regardless of gender.

At least 2.2 years working experience in securities, funds, banks and other related financial institutions.

3. Be law-abiding, upright, honest, diligent and dedicated, United and cooperative, rigorous in style and have good professional quality.

4. Those with securities qualification or CFA, CPA and other relevant qualification certificates are preferred.

5. Strong organization and coordination skills and communication skills, meticulous work, strong logical thinking ability and a sense of responsibility.

Related report: What is the prospect of being a risk control specialist?

Recently, many students who want to join the WeChat group of Big Data Risk Control Alliance said that I want to switch to risk control, so I want to join the group to learn more about risk control.

However, because many children's shoes are not insiders, they were ruthlessly rejected by Bian Xiao. In fact, Bian Xiao couldn't stand it, so I found this article to show you. If you still believe that this industry should stick to it after reading it. Bian Xiao may really want to open the back door for their persistence!

There are too many types of risk control, and all forms of risk control are different, such as those based on financial and business investigation, trading scheme design, statistics and industry channel control, and each required skill is very different.

Specifically, you go to the professional forum to search. The so-called risk control itself also includes the work of several departments, such as investigation and legal affairs, which are all part of risk control, but in fact they are completely different work contents.

As someone said before, most bosses of small loan companies don't understand this business and it is difficult to enter the business. However, the result of frequent chaos is that the industry will shuffle. It will be standardized after washing. Especially now, with the economic downturn, many companies in this industry have died, and of course, there have been more unemployment in this industry.

It is difficult to enter the industry of risk control, because it is not standardized, so there is not much relevant information. Some popular risk control information on the Internet is based on the information of foreign banks operating loans, which is basically known, but I don't know why.

If you want to enter the business, you will learn quickly if you have people who know the business, have a lot of social experience and are good at mathematics and logical thinking. If no one brings it, or the personality is not suitable, you may not learn anything real for several years.

Because the domestic private financial industry is chaotic, there is basically no career planning, but on the other hand, because everyone is a rookie, there are more opportunities for newcomers. If the industry is mature, you should wait for lawyers or accountants and waste your time on research first.

The risk control of enterprise internal audit and financial lending is completely different. It has the basis of internal audit, which only saves you time to study financial reports and bills, that is, saves you several months of study time. CPA is not helpful to the risk control work, but because the bosses of small loan companies generally don't know how to do it now, they think that the risk control investigation is an audit, so CPA can be used as a stepping stone for you to enter this industry.

However, if you meet a knowledgeable risk control director, you may be more exciting if you say that you are good at math. When I was a risk control manager, a fresh graduate who studied mathematical statistics looked smart and applied for a risk control assistant. Several of us fought for it. The assistant was supposed to belong to me. As a result, one of the most qualified risk control managers had the cheek to give me his well-trained assistant and asked me to study mathematics.

Planning your career, there is no planning. You can learn a lot in risk control positions, and your future development depends on your own planning. My personal opinion is that the transaction structure in risk control is well designed, and we can learn some rules and then transfer to mergers and acquisitions; If you pay attention to the business model and understand it deeply enough, you can consider developing in the direction of industrial integration (but it is difficult, few people in China will do industrial integration. If you want to know, look at the data of the Delong Department); If you do this, you can consider developing in the direction of asset disposal; If you are strong in statistics and mathematical analysis, you can consider developing into the risk control department of a general bank (which is also very difficult).

In short, the domestic financial industry is actually relatively junior, and most companies, including those well-known private financial companies, are amateurs, so it is impossible to provide you with any clear career plans. If you want to develop to a higher level, it basically means that you need to guide your company to develop into more complex business areas, which is basically impossible for a wage earner.

It is not a big problem to go to Beishangguang. Actually, I heard that Shenzhen's financial industry is better than Guangzhou's. If you have experience and ability, it is reasonable to spend more than one year100000. If the entire risk control system can be established, more than 300,000 a year is not much. But in fact, hehe, there are many parallel imports of wind control now, and the level is blown out with one mouth. Once, our director met a risk control meeting, and a special guest actually spoke at the meeting, saying that the most important thing in company investigation is to look at each other's "heart". I don't know whether he is a Buddhist or a mind reader.

In addition, the boss who runs a financial company is also a layman, and he can't tell which level is high and which level is low. Therefore, the simple starting salary is low, and the risk control personnel will simply make some evaluations and sign contracts. The actual risk control depends on the boss's own personal connections to inquire.

In short, risk control is very fulfilling, and you can learn a lot and understand problems from different angles; If you don't do well, you just muddle along; As for the future career development, we can only make breakthroughs on our own at this stage.