Two. Build a portfolio
Three. Execute trading instructions
Ⅳ. Performance evaluation and portfolio adjustment
risk control
A.ⅰ、ⅱ、ⅲ、ⅳ、ⅴ
B.ⅱ、ⅲ、ⅴ
C.ⅰ、ⅲ、ⅳ、ⅴ
D.Ⅰ、Ⅱ、Ⅳ
Reference answer: D.
Reference analysis:
The investment department is responsible for formulating specific portfolio plans according to the investment principles and plans formulated by the investment decision-making committee, and issuing investment instructions to the trading department. In practice, the fund manager is responsible for investment decisions, so I and II are correct; The trading department is the specific execution department of the fund investment operation, and is responsible for the review, execution and feedback of portfolio trading instructions, so III is wrong; The fund company will evaluate the investment performance of the fund regularly and irregularly, and provide relevant reports. According to the results of performance evaluation, fund managers can make appropriate adjustments to investment strategies and portfolios, so IV is correct; The task of risk management is not only the responsibility of risk control and compliance departments, but also part of the work of investment, market and operation departments, so V is correct. To sum up, this question can only choose the option without III, so choose D.