First, the effectiveness check before the reform of the securities industry.

A: In principle, the achievements before the reform of the securities industry are long-term and effective, and there is no problem of the previous white test!

But it is worth noting that if you want to get the entry qualification, you must pass the basic knowledge of securities! Even if you have passed four professional subjects before, but the basic knowledge of securities has not passed, then you will not pass the qualification of securities practice, so you must pass the basic knowledge!

2. If you only passed the basic knowledge of securities before the reform, can you get a securities qualification certificate? Do you need to study other subjects?

A: According to the previous policy, you can obtain the securities qualification certificate by taking the basic knowledge of securities and any professional subject. According to the reform policy given in July 20 15, 15, those who passed the examination of basic knowledge of securities before the reform are qualified to engage in general securities business.

Pre-qualification basis for securities business+any subject can engage in general securities business. There are more practical posts through different professional subjects.

The entry qualification examination results are valid for a long time.

I passed the stock exchange before the reform. What else do I need to bring?

Answer: Only if you pass the examination of securities trading or any other professional subjects before the reform of the securities industry, you need to take the examination of the basic laws and regulations of the securities market or the basic knowledge of the financial market after the reform, and you can pass the entry qualification examination.

Before the reform, the securities investment fund was passed, but the basic knowledge of securities failed. What should I do?

A: If you are a bank employee and don't plan to develop into the securities industry, then you don't need to care about the securities industry exams in the future! If you only pass the securities investment fund examination once, you need to take the first subject of the fund practice examination organized by the fund industry association (fund laws and regulations and professional ethics) to get the fund practice qualification certificate!

Of course, if you have passed the basic knowledge of securities and the securities investment fund before the reform, congratulations, you can apply for the qualification certificate of the fund!

5. Before the reform, I only passed the course "Basic Knowledge of Securities". Can I get the qualification certificate of fund practice by taking another course of "Securities Investment Fund" before the reform?

Answer: No, because after July 2065438+2005, there was no securities investment fund in the securities industry, so it was impossible to take the exam. If you need a fund qualification certificate, there is only one way, that is, to take the fund qualification examination organized by the reformed fund industry association, and you need to take two subjects: subject 1 and subject 2.

6. I didn't pass any subjects before. Should I choose to test the securities business before or after the reform?

A: The 20 15 securities qualification examination has all ended. Since 20 16, the securities industry association has only offered reformed subjects.

Candidates who plan to take the 20 16 securities qualification examination have no choice but to take the reformed subjects!

7. What's the difference between the entry qualification, professional qualification and management qualification after the reform?

Answer: The entry qualification examination is aimed at those who want to or will soon enter the securities industry but have no qualification certificate, or those who have already engaged in the securities industry but have no qualification certificate. Candidates who have passed the qualification examination can apply for professional qualifications and senior management qualifications.

After passing the entrance examination, he is qualified to engage in general securities business; Professional qualification refers to the personnel who are engaged in the securities industry and have professional qualifications. After passing the investment banking business, he has the qualification of sponsor representative, after issuing securities research report business, he has the qualification of securities analyst, and after passing the securities investment consulting business, he has the qualification of securities investment consultant. It is worth mentioning that:

Basic knowledge of securities before reform = basic laws and regulations of securities market after reform+basic knowledge of financial market.

Securities investment analysis before reform = securities research report publishing business after reform+securities investment consulting business.