1, business license and qualification documents (partnership, cooperation, corporate fund);

2. Fund prospectus;

3. Fund risk disclosure;

4. Letter of commitment from investors;

5. Proof of raising scale (including capital verification certificate, bank statement and other investment documents, as well as certificates issued by third parties such as industrial and commercial registration materials);

6. Fund contracts, partnership agreements and articles of association;

7. Entrusted management agreement (if any);

8. Fund custody agreement (if any);

9, investor details (including name, organization name, certificate number, actual contribution. Funds with a date of establishment after August 2065438+2 1 (inclusive) are required);

10, sales business management system;

1 1, share registration business management system;

12, sales system test report, sales system and central data exchange platform networking test report, sales system function description;

13, Supervision Agreement of Sales Regulator;

14, test report of share registration system, test report of networking between sales system and central data exchange platform, and functional description of sales system;

15, TA capital settlement system test report and function description. (if any);

16. Supervision agreement of the share registration regulator (if any);

17. Outsourcing agreement (if any).

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