1.** Project establishment stage: * * Complete the feasibility study of the project and define the positioning, business scope and investment strategy of the fund company.
2.** Determination of legal representative and shareholders: * * Determine the legal representative of the fund company, clarify the list of shareholders, and provide relevant identification and qualification certificates.
3.** Pre-approval of company name: * * Submit an application for pre-approval of fund company name to ensure that the company name complies with laws and regulations and has not been registered by others.
4.** Determination of registered capital: * * Determine the registered capital of the fund company and set it reasonably according to the regulatory requirements and business scale.
5.** Formulation of Articles of Association: * * Formulation of Articles of Association, specifying corporate governance structure, business scope, types of fund products, etc.
6. Legal opinions issued by * * law firm: * * law firm issues legal opinions to confirm the legality of the establishment and operation of the company.
7.** Filing with the China Securities Regulatory Commission: * * Submit the filing materials for the establishment of the fund management company to the China Securities Regulatory Commission.
8.** Bank of deposit: * * Open an account of the fund company in a designated bank for the daily operation of the company.
9.** Obtaining the securities company license: * * Obtaining the securities company license of the fund management company after completing the audit by the CSRC.
10.** Fund establishment: * * According to the business plan formulated by the company, fund products that meet the requirements of laws and regulations are gradually established.
1 1.** Fund product filing: * * Established fund products are filed with the CSRC, including fund contracts and prospectus.
12.** Fund product issuance: * * Complete the fund product issuance and start raising funds.
13.** Establish an information system: * * Establish an information system that meets the internal management and external information disclosure supervision requirements of the fund company.
14.** Other filing procedures: * * According to local laws and regulations, some other filing procedures may be needed, such as industrial and commercial registration and tax registration.
15.** Regulatory compliance inspection: * * Accept the compliance inspection of China Securities Regulatory Commission and other regulatory agencies to ensure that the company's business activities meet regulatory requirements.
Please note that the specific registration process may be affected by changes in regulatory policies and the company's business plan. It is recommended to consult a professional legal adviser or registration service organization before registration to ensure the accuracy and compliance of the process.
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