1, equity category: the application needs more information, such as business plan; Letter of intent for investment (contact information of project partners, detailed description of the project to be invested, including the best adjustment process, investment arrangement, financing arrangement, exit arrangement, etc.). ); Outsourcing agreement or cooperation intention agreement signed between the company and a third party.

2. Securities: application materials, such as business plan; Introduction of the products to be issued; Outsourcing agreement or cooperation intention agreement signed between the company and a third party.

3. Other categories, with the least application materials, such as business plans; letter of investment intent

Products must be issued within six months from the date of filing and registration of private fund managers. If the product is not distributed, its qualification for filing will be cancelled and it can only be re-filed. The registered enterprises must submit the audit report before April 30 every year, otherwise it will be classified as abnormal, and it will take 6 months for the rectified enterprises to produce products. ?

At present, other types of private fund managers are required to have the background of state-owned enterprises and listed companies to register changes, otherwise it will be difficult to approve and submit.

Private equity funds with extended information have low requirements for registered capital. Its filing institution is China Asset Management Association, and our company type is relatively common, with the authorization of investment management and asset management. There are only investment funds, as well as wealth management, its business scope, investment management and asset management entrusted management.

Continuous submission of information through the registration and filing system of private equity funds is one of the important basic measures for private equity fund managers to realize self-discipline supervision in the industry. Since the implementation of the registration and filing system of private equity funds for two years, private equity fund managers have not adapted to the continuous information reporting system, and their consciousness of fulfilling information reporting obligations and compliance awareness are generally not strong, resulting in incomplete, unsustainable and even distorted overall statistics of the private equity fund industry.

Before the private fund manager completes the quarterly, annual and financial reports, major event reports and other corresponding materials to submit the rectification requirements, the China Fund Industry Association will suspend the acceptance of the institution's application for filing private fund products. Those who fail to fulfill the obligation to submit updated information twice will be included in the list of abnormal institutions.

Baidu Encyclopedia-Announcement on Further Standardizing the Registration of Private Fund Managers