Financial bloggers have tens of thousands of fans.
Take the blogger with the highest number of fans as an example. Bloggers have launched four groups, and the "one-click attention" function in the groups has been suspended. In an aggressive portfolio, bloggers have allocated 10 funds, including 6 index funds, 3 hybrid funds and 1 stock funds. Meanwhile, in the past three months, the group has gained more than 20,000 fans.
165438+ 10. On 5 October, China Asset Management Association issued "Guidelines on the Content and Format of Investment Advisory Service Agreement for Public Offering of Securities Investment Funds (Draft for Comment)", which explained and standardized the fund investment and nursing business from many aspects.
According to the exposure draft, trust fund investment trust service refers to: according to the service agreement, fund investment trust institutions can make decisions on specific fund investment varieties, quantities and trading opportunities on behalf of customers, and execute trading applications such as subscription, redemption and conversion of fund products on behalf of customers.
A number of third-party platforms have suspended the purchase of fund portfolios.
After the suspension of portfolio subscription, the aforementioned financial bloggers issued a document saying that due to portfolio supervision, the platform began to rectify the fund portfolio. It said: "There is no doubt that a correct view of regulatory policies will help protect investors. It is not for everyone to copy homework for free, but for portfolio management in a more standardized way. "
Another financial blogger said that he is currently negotiating with relevant institutions to complete the investment and planning transformation as soon as possible. After meeting the compliance requirements, resume normal subscription as soon as possible.
57 institutions obtained the business code of fund investment consultant.
In August this year, the China Foundation issued the Technical Interface Specification for Data Exchange of Investment Consulting Business of Public Offering Securities Investment Funds (Trial), which stipulated that the codes of fund investment institutions and sales institutions should be uniformly distributed and managed by coding and standard service institutions authorized by the Securities and Futures Industry Standardization Organization.
On September 30th, official website, the standardization organization of securities and futures industry, issued the business code of fund investment consultant, and 57 institutions have obtained the formal business code.
At the same time, the exposure draft stipulates that institutions providing investment services must meet two conditions: first, they must be registered with the China Securities Regulatory Commission, and second, they must be qualified to engage in fund investment consulting business.
According to research institutions, this regulation regulates the fund portfolio business and is conducive to fund investment in licensed institutions. CITIC Jiantou said that after the issuance of the Notice, the development dividend of the fund investment business will be exclusively enjoyed by the pilot institutions, and more than 20 brokers who have obtained the pilot qualification will benefit from it.
background
As early as two years ago, the China Securities Regulatory Commission issued the Notice on Doing a Good Job in the Pilot Work of Investment Consulting Business of Public Offering of Securities Investment Funds (hereinafter referred to as the "Pilot Notice"), clearly indicating that the pilot institutions can make specific investment decisions on behalf of customers. Although the pilot work is only applicable to the business scope of publicly raised funds, it is of great significance that the trust fund investment service of "valet operation" appears for the first time. Within two years after the promulgation of 1030 10, the CSRC announced the list of pilot institutions in batches, and the norms and systems of fund investment and custody business were continuously improved.
Industry statement
The platform "Big V" will enter the licensed company in the future, and the threshold of combined business will be improved as a whole.
Recently, another regulatory document revealed some information about financial bloggers' "participation" in securities business.
The contents of the notice show that there are two modes of cooperation between securities companies and "Big V". One is the mode of account opening link, that is, through the WeChat "big V" account opening link, investors can click the account opening link to go to the account opening page of the relevant company to open an account.
In terms of payment method, it is mainly paid to "Big V" by paying advertising fees. This practice is not directly related to the number of people.
Under the background that the regulatory authorities clearly regulate the cooperation with financial "big V" to securities companies, some people think that financial bloggers may enter the exhibition industry of licensed companies. The non-bank finance department of open source securities believes that if the platform "Big V" enters the licensed companies in the future, the threshold of portfolio business will be raised as a whole, which is beneficial to the current licensed companies.
At the same time, the "Pilot Notice" also triggered a heated discussion. A financial blogger who provides portfolio services said on the social media platform that any third-party fund sales platform without a fund investment license is not allowed to provide any fund portfolio strategy advice. And said: "A certain head' big V' has joined the third-party platform and started a wage earner."
Know more than d
0030 10 is designated as the fund investment consulting business. At the same time, the fund sales business should follow the basic legal relationship of the fund sales business when providing fund investment advice:
First, the main body of business development is the fund sales organization;
Second, the basic fund is a fund product sold by the fund sales organization;
Third, the service target is limited to the fund sales customers of this institution;
Fourth, it is not allowed to sign another contract with customers to provide fund investment advice;
Fifth, no separate fees shall be charged for providing fund investment consulting services;
6. Institutions that do not have the qualification of fund investment consultants may not provide strategic investment advice of fund portfolios, suggestions on the proportion of specific funds in fund portfolios, display the performance of fund portfolios, and provide suggestions on position adjustment.
Related Q&A: Why doesn't Alipay Fund sell Alipay Fund? If it can't be sold, investors can see if there are any of the following situations:
1. The fund share has not been confirmed. When Alipay buys, it needs to confirm the share on the second trading day. The fund cannot be sold before the share is confirmed.
2. The fund cannot be sold during the closed period, and the fund cannot do any trading operation during the closed period.
3. The fund suspended trading. When the fund suspends trading, the fund cannot do anything.