2. Fund sales institutions engaged in fund sales activities shall abide by laws and regulations and the provisions of the China Securities Regulatory Commission, and shall not harm the national interests, public interests and the legitimate rights and interests of fund investors. Abide by the provisions of the fund contract and fund sales agreement, follow the principles of openness, fairness and impartiality, be honest and trustworthy, be diligent and conscientious, and abide by professional ethics and codes of conduct.
3. The department in charge of fund sales business of the company is not less than 65,438+0/2 of the employees in this department, and the department manager in charge of fund sales business has obtained the qualification of fund business, is familiar with fund sales business, and has been engaged in fund business for more than 2 years or worked in other financial related institutions for more than 5 years; The persons in charge of the fund sales business of the main branches of the company have all obtained the qualification of fund practice; State-owned commercial banks, joint-stock commercial banks, postal savings banks and other personnel who have obtained the qualifications for fund practice shall not be less than 30; City commercial banks, rural commercial banks, foreign-funded corporate banks in China, etc. There are no less than 20 persons who have obtained the qualification of fund practice.