Registration conditions for the national unified examination:
The personnel of the qualification examination for fund practice are mainly those who are engaged in fund sales within the fund management company or who want to engage in this profession. The registration conditions are:
1, registration deadline 18 years old;
2. Have a high school education or above;
3. Have full capacity for civil conduct;
4. Other conditions stipulated by China Securities Regulatory Commission.
Registration conditions for the weekly exam:
1, with full capacity for civil conduct;
2. Have a high school education or above;
3. The current/to-be-appointed senior managers of Public Offering of Fund manager and private equity fund manager, including legal representative/managing partner (to-be-appointed representative), chairman, general manager, deputy general manager, person in charge of institutional compliance/risk control/inspector general, etc. Fund custodian, manager of public offering business of fund sales organization, etc. ;
4. Other conditions stipulated by China Securities Regulatory Commission.
In general, you can apply for the first three items. Fourth, abide by the management measures for employees promulgated by the CSRC and abide by some rules and regulations.
Tips: The above contents are for reference only. If there is any update, please refer to the announcement of official website Securities Association.
Reply time: 2021-11-08. Please refer to the latest business changes announced by Ping An Bank in official website.