Legal analysis: the applicant applies online, and the registration authority conducts online preliminary examination of the materials. After the online preliminary examination, the applicant prints the paper application materials, signs and seals them, uploads the electronic scanned copies, and submits the paper materials to the registration authority for acceptance. After receiving the materials, the registration authority shall issue a notice of acceptance on the spot.

Legal basis: People's Republic of China (PRC) Securities Investment Fund Law.

Article 114 When performing their duties according to law and conducting investigations or inspections, the staff of the the State Council securities regulatory body shall not be less than two, and shall produce their legal certificates; Have the obligation to keep confidential the business secrets known in the investigation or inspection.

Article 115 The staff of the securities regulatory authority in the State Council shall be loyal to their duties, act in accordance with the law, be fair and honest, accept supervision, and may not seek personal gain by taking advantage of their positions.

Article 116 When the the State Council securities regulatory body performs its duties according to law, the units and individuals under investigation and inspection shall cooperate and truthfully provide relevant documents and materials, and shall not refuse, obstruct or conceal them.

Article 117 When performing their duties according to law, the the State Council securities regulatory body finds that an illegal act is suspected of committing a crime, it shall transfer the case to judicial organs for handling.

Article 118 The staff of the securities regulatory authority in the State Council shall not hold any post as stipulated in the Civil Service Law of People's Republic of China (PRC) in the regulated institution during their term of office or after leaving office.