2. Apply for the fund code within 20 working days after the fund raising.

3. If there are pre-allocation codes or other codes (such as asset management product codes of securities companies), fill in the codes directly.

4. Fund filing

5. The Association is

6. Records are completed and made public.

The above is the basic process of filing private placement products. Let me talk about the contents of the fundraising materials for the record first.

I. Raising institutions

1. Raising methods: self-raising and entrusted raising.

2. Name of self-financing institution

3. Name of the entrusted fund-raising institution

Note: According to the Measures for the Administration of Private Equity Fund Raising, the institution selling private equity funds must be "an institution registered with the China Securities Regulatory Commission and qualified for fund sales, and become a member of China Fund Industry Association" (fill in this content when entrusting to raise funds).

Two. Special account for raising and clearing funds

1, account name

2. Account number

3. Name of the bank where the account is opened

4. Name of the regulatory agency (multiple choices are allowed)

5. Type of regulatory body: China Securities Depository and Clearing Co., Ltd., commercial banks that have obtained the qualification of fund sales business, securities companies and other institutions specified by China Fund Industry Association.

Three. Provide confirmation of the behavior program (select Yes/No)

1. Did you perform a specific object determination procedure before introducing the product?

2. Whether to implement the principle of investor suitability matching according to the investment target and related risks of the fund.

3. Is there a risk disclosure link?

4. Is there a cooling-off period for investment?

5. Is there a return visit confirmation procedure?

6. Are investors prompted to confirm the follow-up visit?

Four. Remind investors of the following fund risks (check Yes/No)

Whether the relevant risks are prompted to investors in accordance with the Guidelines on the Content and Format of Risk Disclosure of Private Equity Funds, and signed by investors for confirmation.

Verb (verb's abbreviation) Does the relevant risk disclosure get the following commitments from investors (choose Yes/No)?

1. Investors are willing to bear all the consequences caused by fund risks.

2. Investors know that fund managers, fund sales institutions, fund custodians and related institutions shall not make any promises or guarantees on the income status of fund property.

3. The investor meets the requirements of the Interim Measures for the Supervision and Administration of Qualified Investors' Private Investment Funds, and provides relevant supporting documents according to the requirements of the fundraising institution.

4. Investors understand the institutional arrangements of the investment cooling-off period and their rights during this period.

5. Investors understand the institutional arrangement of return visit confirmation and their rights during this period.

6. Investors have carefully read and fully understood all the contents of "Dispute Resolution" in the Fund Contract.

7. Investors have known that this private equity fund product shall not be illegally split and transferred.