Introduction to the subject of fund employment examination
There are three subjects in the fund employment examination, namely subject 1: fund laws and regulations, professional ethics and business norms, subject 2: basic knowledge of securities investment funds, and subject 3: basic knowledge of private investment funds.
Candidates are eligible to be registered as fund practitioners if they pass the examination of subject 1 and subject 2, or pass the examination of subject 1 and subject 3.
Precautions before the exam
1, step on the examination room
Before the exam, all candidates must be familiar with the traffic route and test site environment in advance. Information such as traffic and maps of test sites on the admission ticket is for reference only. It is recommended to use public transport. Please abide by the rules and regulations of the test center institutions and arrive at the test center in advance.
2. Bring all the certificates.
Candidates can enter the designated examination room with valid documents such as paper admission ticket and original ID card 30 minutes before the exam and take photos on the spot. The invigilator will check the admission ticket, the original ID card and other valid documents. The identity certificate shall be consistent with the certificate used at the time of registration. You are not allowed to enter the examination room until 20 minutes after the exam begins.
3. Log in to the computer test system for confirmation.
After opening the computer examination system, candidates should log in to the computer examination system for confirmation according to the instructions of the invigilator. If the candidate fails to log in and confirm on the examination machine after 20 minutes, it will be regarded as a lack of examination, and the candidate can hand in his papers and leave after 40 minutes.
Who can test the fund?
According to the Announcement on Further Standardizing the Grade of Private Equity Fund Managers issued by China Fund Industry Association, the senior managers, legal persons and partners of private equity funds are stipulated. Should obtain the qualification of fund practice, have the qualification certificate of fund practice, and can't sell products without a license.
In addition to fund practitioners, personnel of securities companies, futures companies, insurance institutions, securities investment consulting institutions and other related financial institutions all need to obtain fund practitioners' qualifications.