Qualification certificate application conditions
(1) passed the qualification examination of the fund;
(2) It has been employed by the organization;
(3) It has not received criminal punishment in the last three years;
(4) It has not been banned by financial supervision and regulation institutions or industry self-regulatory organizations, or the ban period expires;
(5) Good conduct and good professional ethics;
(6) Other conditions stipulated by laws and regulations and the China Securities Regulatory Commission.
After passing the examination of relevant subjects organized by China Asset Management Association, you can apply to the Association for fund qualification registration within four years through your institution. Those who have not applied for the qualification registration of fund practitioners through institutions for more than four years need to fill in the follow-up training hours specified in the last two years or re-take the qualification examination of fund practitioners before registration. Please click on the website of the Association "Staff Management->" for details of registration implementation arrangements; Qualification management-> For the column of "Announcement on Personnel Management", please refer to the Notice on Relevant Matters Concerning the Implementation of Qualification Management for Fund Practitioners.
Free access to learning materials and knowledge maps of fund qualification: /jjcy/xxzl/n237.html? fcode=h 1000026