(2) The securities issued by a company held by the Fund and other funds managed by the fund manager shall not exceed 65,438+00% of the securities;
(3) The balance of bond repurchase funds entering the national interbank market shall not exceed 40% of the net asset value of the fund;
(4) The fund property participates in stock issuance and subscription, and the number declared by the fund does not exceed the total assets of the fund, and the number of shares declared by the fund does not exceed the total number of shares to be issued by the company this time;
(5) Keep cash of not less than 5% of the fund's net asset value or government bonds with maturity within one year;
(6) In any trading day, the total number of warrants generated by the share-trading reform of fund investment shall not exceed 0.5% of the net asset value of the fund in the previous trading day, the market value of all warrants held by the fund shall not exceed 3% of the net asset value of the fund, and the proportion of all funds managed by the fund manager holding the same warrant shall not exceed 65,438+00% of the warrants. The proportion of investment in other warrants shall comply with laws and regulations or the relevant provisions of the regulatory authorities.
(7) If the Fund invests in asset-backed securities, the proportion of the same asset-backed securities (referring to the same credit rating) held by the Fund shall not exceed 65,438+00% of the asset-backed securities; The proportion of the fund's investment in various asset-backed securities of the same original owner shall not exceed 65,438+00% of the fund's net asset value; All securities investment funds managed by the fund manager shall invest in all kinds of asset-backed securities of the same original owner, and shall not exceed10% of the total size of all kinds of asset-backed securities; The market value of all asset-backed securities held by the Fund shall not exceed 20% of the net asset value of the Fund, except for the special varieties specified by the China Securities Regulatory Commission.
(8) Where laws, regulations or regulatory authorities have other provisions on the above-mentioned ratio restrictions, those provisions shall prevail.
(9) Other proportional restrictions stipulated by laws, regulations or regulatory authorities.
The fund manager shall, within six months from the effective date of the fund contract, make the investment portfolio ratio of the fund conform to the relevant provisions of the fund contract. If the investment portfolio of the Fund does not meet the investment ratio specified in the above (1)-(3), (5)-(9) due to factors other than the fund manager, such as the fluctuation of the securities market, the merger of listed companies and the change of fund size, the fund manager shall make adjustments within 10 trading day.