Legal analysis: 1. Registration of fund managers Private placement fund managers shall go through the registration procedures for fund managers with the fund industry association and apply for membership of the fund industry association. Two. Fund Filing Private fund managers shall, within 20 working days after the end of private fund raising, put on record through the private fund registration and filing system, indicate the fund category according to the main investment direction of private funds, and truthfully fill in basic information such as fund name, fund scale, investors, fund contract (articles of association of the fund company or partnership agreement, hereinafter referred to as fund contract). Where a corporate fund employs a management team to manage the assets of the fund, the corporate fund shall go through the procedures of fund filing and fund manager registration. Three. Personnel Management Private placement fund managers shall submit the basic information and change information of senior managers and other fund practitioners to the fund industry association in accordance with the regulations. Four. Filing time and requirements Private equity fund managers should update the relevant information of private equity investment funds they manage within 5 working days after the end of each month, including fund size, unit net value and number of investors. 5. Materials required for the filing of private equity funds, copies of business licenses, taxes, copies issued by the group, electronic versions of legal persons, information of shareholders (numbers are required when handling), one-inch photos of all senior executives (in white on a blue background), capital verification reports, and qualification and liability statements and profit and loss statements. 9. If there is a project, show the project plan (recruitment crowd, recruitment method, recruitment direction and development form) 10, and provide the resume of the senior management after 18 (the senior management must have the securities qualification certificate).

Legal basis: Article 8 of the Provisional Regulations on the Administration of Private Investment Funds shall not serve as a director, supervisor, senior manager, executive partner or its designated representative of a private investment fund manager under any of the following circumstances: (1) Being sentenced to punishment for committing crimes of corruption, bribery, dereliction of duty, property infringement or disrupting the order of the socialist market economy; (2) The directors, supervisors, factory directors, senior managers and representatives appointed by the executive partners who are personally responsible for the bankruptcy liquidation of the company or enterprise where they work or the revocation of their business licenses due to poor management have not been more than five years since the date of bankruptcy liquidation or revocation of their business licenses; (three) the amount of personal debt is relatively large, and it has not been paid off at maturity; (4) Employees of fund managers, fund custodians, stock exchanges, securities companies, securities registration and settlement institutions, futures exchanges, futures companies and other institutions and staff of state organs who are dismissed for illegal acts; (5) Lawyers, certified public accountants, employees of asset appraisal institutions and verification institutions, and investment consulting employees who have their practice certificates revoked or their practice qualifications cancelled due to illegal acts; (6) Other circumstances as stipulated by laws, administrative regulations and the State Council securities regulatory authority.