Fund information disclosure obligors include fund managers, fund custodians, fund share holders who convene fund share holders' meetings and their daily institutions, as well as natural persons, legal persons and unincorporated organizations stipulated by other laws, administrative regulations and China Securities Regulatory Commission. Article 3 A fund information disclosure obligor shall disclose the fund information to be disclosed through national newspapers (hereinafter referred to as "the prescribed newspapers") and Internet websites (hereinafter referred to as "the prescribed websites") that meet the requirements of the China Securities Regulatory Commission within the time specified by the China Securities Regulatory Commission, and ensure that investors can consult or copy the publicly disclosed information in the time and manner specified in the fund contract.
The prescribed websites include the website of fund manager, the website of fund custodian and the website of electronic disclosure of funds of China Securities Regulatory Commission. It is stipulated that websites should provide fund information disclosure services to investors free of charge. Article 4 Where a fund share is listed and traded on a stock exchange, the fund information disclosure obligor shall also disclose the fund information in accordance with the self-discipline management rules of the stock exchange. Article 5 The China Securities Regulatory Commission and its dispatched offices shall supervise and manage the fund information disclosure activities according to law.
According to the information disclosure activities of the fund, the China Securities Regulatory Commission shall formulate relevant contents, format standards and reporting rules in a timely manner; According to the technical problems existing in fund information disclosure activities, directly make or authorize designated institutions to make standardized answers.
China Stock Exchange and Asset Management Association shall conduct self-discipline management of fund information disclosure activities according to law. Chapter II General Provisions on Fund Information Disclosure Article 6 The publicly disclosed fund information includes:
(a) the fund prospectus;
(2) Fund contracts.
(3) Fund custody agreement;
(4) A summary of fund product information;
(5) Announcement on the offering of fund shares;
(6) Raising funds;
(7) Announcement on listing and trading of fund shares;
(8) The net asset value of the fund and the net fund share value;
(9) The subscription and redemption prices of fund shares;
(10) Regular fund reports, including annual reports, interim reports and quarterly reports (including quarterly portfolio reports);
(eleven) interim report;
(12) Resolutions of the general meeting of fund share holders;
(thirteen) major personnel changes in the special fund custody department of the fund manager and fund custodian;
(14) Litigation or arbitration involving fund property, fund management business and fund custody business;
(fifteen) clarification announcement;
(16) liquidation report;
(seventeen) other information stipulated by the China Securities Regulatory Commission. Seventh public disclosure of fund information, shall not have the following acts:
(a) false records, misleading statements or major omissions;
(2) Forecasting the performance of securities investment;
(3) making profits or bearing losses in violation of regulations;
(4) Defaming other fund managers, fund custodians or fund sales institutions;
(5) Publishing words of congratulations, compliments or recommendations from natural persons, legal persons or unincorporated organizations;
(six) other acts prohibited by the China Securities Regulatory Commission. Article 8 The publicly disclosed fund information shall be in Chinese. Where foreign language texts are used at the same time, the fund information disclosure obligor shall ensure that the contents of different texts are consistent. If there is any ambiguity between different texts, the Chinese version shall prevail. Article 9 The publicly disclosed fund information shall use Arabic numerals; Unless otherwise specified, the monetary unit is RMB yuan. Chapter III Disclosure of Fund Raising Information Article 10 After the application for fund raising is registered by the China Securities Regulatory Commission, the fund manager shall publish the announcement of fund share offering, the prompting announcement of fund prospectus and the prompting announcement of fund contract in the prescribed newspapers and periodicals three days before the fund share offering, and post the announcement of fund share offering, fund prospectus, fund product information summary, fund contract and fund custody agreement on the prescribed website; The fund custodian shall also publish the fund contract and fund custody agreement on the prescribed website. Article 11 The fund manager shall publish the announcement of the effectiveness of the fund contract in the prescribed newspapers and websites the day after the fund contract takes effect. Article 12 If the information in the fund prospectus and the fund product summary changes significantly after the fund contract comes into effect, the fund manager shall update the fund prospectus and the fund product summary within three working days and publish them on the prescribed website. Chapter IV Disclosure of Fund Operation Information Article 13 Where a fund share is allowed to be listed and traded on a stock exchange, the fund manager shall publish the announcement of the listing and trading of the fund share on the prescribed website three working days before the listing and trading of the fund share, and publish the announcement of the listing and trading in the prescribed newspapers and periodicals.