(fund laws and regulations, professional ethics and business norms) must be tested.
(Basic knowledge of securities investment funds) and (Basic knowledge of private equity investment funds) have been tested.
National unified examination registration conditions
The personnel of the qualification examination for fund practice are mainly those who are engaged in fund sales within the fund management company or who want to engage in this profession. The registration conditions are:
Deadline for registration 18 years old;
Have a high school education or above;
Having full capacity for civil conduct;
Other conditions stipulated by the China Securities Regulatory Commission.
Registration conditions for weekly exams
Having full capacity for civil conduct;
Have a high school education or above;
The current/to-be-appointed senior managers of Public Offering of Fund manager and private equity fund manager include legal representative/executive partner (to-be-appointed representative), chairman, general manager, deputy general manager, person in charge of institutional compliance/risk control/inspector general, etc. Fund custodian, manager of public offering business of fund sales organization, etc. ;