(1) The person in charge of compliance shall apply for approval in advance before taking office, and can only take office after approval. (2) Upon the expiration of the term of office, the person in charge of compliance shall not be dismissed without reason, but there shall be justified reasons, and the reasons for dismissal shall be reported in writing to the relevant agencies of China Asset Management Association 65,438+00 working days before the relevant board meeting. Article 20 When the person in charge of compliance is unable to perform his duties or is absent, the chairman of the securities fund operating institution or the main person in charge of operation and management shall act as the agent, and shall report to the relevant agency of China Asset Management Association in writing within 3 working days from the date of decision, and the agency time shall not exceed 6 months. If the compliance officer resigns, he shall apply to the board of directors of the company 1 month in advance and report to the relevant agency of China Asset Management Association. Before the resignation application is approved, the compliance officer shall not stop performing his duties on his own.