Fund filing refers to filing with China Asset Management Association. Private fund manager registration and private fund filing are not administrative licensing matters. According to the Securities Investment Fund Law, the Notice of the Central Committee on the Division of Responsibilities of Private Equity Fund Management, the authorization of the China Securities Regulatory Commission and the relevant provisions of the Measures for the Registration and Filing of Private Equity Fund Managers (Trial) (hereinafter referred to as the Measures), the fund industry association is responsible for the registration and filing of private equity fund managers and performs the industry self-discipline function. The self-discipline management of private equity funds takes information disclosure as the core and honesty and trustworthiness as the basis. The private fund manager promises to bear legal responsibility for the authenticity, accuracy and completeness of the information provided. The fund industry association does not conduct substantive pre-examination of the registration and filing information provided by private fund managers. Investors should carefully judge and identify risks when investing in private equity funds.

Archiving program

1. The fund manager applies to the fund industry association to become a member of the fund industry association and goes through the registration formalities.

2. Within 20 working days after fund raising, the fund manager shall truthfully fill in the fund name, fund scale, investors, fund contracts and other relevant information through the private placement fund filing system for filing.

3. The fund manager shall submit the basic information and change information of the company's senior managers and other fund employees to the fund industry association in accordance with relevant regulations.

4. After the filing is completed, the fund manager shall update the relevant information of the managed funds within 5 working days after the end of each month.