Do I have to take all five courses of securities qualification certificate?

If you want to get the second-class certificate of securities qualification certificate, you need to take all five exams. Those who only want to take the first-class certificate only need to take three courses.

The contents of the securities qualification certificate examination:

The examination content mainly includes five courses, four specialized courses and 1 compulsory course (basic knowledge) of the Basic Knowledge and Theory of Securities Science. As long as you pass the basic knowledge and any professional course, you can get the qualification. If you pass three courses, you can get a first-class certificate and pass all the second-class certificates. The highest is the second level. This certificate is valid for a long time.

(1) Further reading on five subjects of securities qualification:

Frequently asked questions about securities qualification examination:

1, re-adjust and eliminate the problem. For example, stamp duty on securities transactions, the number of shareholders' meetings, securities trading commissions, market prohibition regulations, senior management qualifications, information disclosure system, etc. , you can give judgment, single choice, multiple choice and other questions. This part is quite rich.

2. ask in turn. It is common to infer the problem with correct content when judging the problem. If both sides of futures trading want to open a margin account and receive the margin, it can be judged that the margin received does not need futures trading, which is the reverse problem.

3. Cross-chapter questions. When students study, they usually study in the order of chapters, but sometimes the topics will cross chapters. For example, in the securities foundation, the nature, characteristics and functions of securities instruments such as stocks, bonds, funds and derivative securities are mixed together, which can give rise to various types of problems. By analogy, all courses can be copied.

4, the conditions are wrong. The securities market is a legal market, which has restrictions on all kinds of businesses, such as securities companies becoming brokers and underwriters; There are many restrictions on the company's initial public offering and additional shares. These conditions are easy to give questions, multiple-choice questions are common, and other questions can also give questions.

5. Compare questions. Compare the related contents and ask a question about their similarities and differences. Such as financial futures and financial options, securities self-management and securities brokerage, limited companies and joint-stock companies, technical analysis and basic analysis, stock issuance and bond issuance. 、

Second, how many certificates have been submitted by the five branches of the securities qualification certificate?

If you finish the exam at one time, it is directly the second-level qualification, because the second-level qualification is the most convincing. Just like personal education, it must be the highest education, right

By the way, many candidates like to entangle the problem of first-level qualification and second-level qualification, and personally feel that it is unnecessary. I haven't heard of any brokerage firm that directly takes the first-class qualification or the second-class qualification as the recruitment condition, but generally there are clear requirements for the main subjects of the securities qualification examination, generally referring to securities investment funds and securities investment analysis, especially securities investment analysis. Hypothetically, it is also a first-class qualification. If A passes the fundamentals, capital and analysis, this first-level qualification will be more convincing. It doesn't matter if you don't pass the remaining two exams. B has passed the foundation, transaction and issuance, so this first-level qualification is far less convincing than the last one. You still have to go through analysis and funding. Therefore, there is no need for ordinary candidates to entangle the first-level qualification and the second-level qualification, and these two key subjects should be given priority.

Of course, the second level is not completely meaningless. If you plan to take the CIIA exam, you must obtain the second-level qualification. CIIA is a certificate with high gold content in domestic securities industry.

How to calculate the five subjects after the reform of securities qualification examination

1, after the reform, the results of the old five subjects are valid for a long time, and there are corresponding subjects.

2. So the five securities businesses passed before the reform still count. Moreover, it is estimated that according to the reformed grading examination, such as the securities analyst competency examination-the securities analyst and securities sponsor competency examination-securities investment bank securities and so on. The corresponding subjects will also get the corresponding professional ability certificate.

3. Passing five subjects is a necessary condition for enrolling in CIIA.

As an internationally recognized professional qualification exam in the field of financial investment, CIIA exam is recognized by China Securities Association as the highest level exam in the field of securities investment analysis in China.

Excuse me, I heard that there are five subjects in the securities qualification examination. What are their five subjects?

The securities qualification examination consists of five subjects. The examination subjects are divided into basic subjects and professional subjects. The basic course is "Basic Knowledge of Securities Market".

Professional subjects include: securities trading, securities issuance and underwriting, securities investment analysis, and securities investment funds.

Basic subjects are compulsory subjects, and professional subjects can be optional.

(4) Extended reading of five subjects of securities qualification. Anyone who has reached the age of 18 since July 20 15, has a high school education or above, and has full capacity for civil conduct, can sign up for the qualification examination. Anyone who has passed the entry qualification examination can take the vocational qualification examination and management qualification examination.

(a) At least 65-438+08 years old;

(2) Having a nationally recognized diploma equivalent to a high school education or above;

(3) Having full capacity for civil conduct.

Registration process

The examination registration process is divided into two types: individual registration and group registration.

Log on to the website of China Securities Industry Association → click on the registration of securities qualification examination → apply for account number and password → fill in personal information and apply for the subject according to the prompt → pay the fee within the specified time → confirm the registration online.

What are the advantages of choosing five courses in the securities qualification examination? What certificate can I take after I get the qualification certificate?

There is no need to take five subjects in the securities qualification examination.

Examination ***5: Basic knowledge of securities, securities trading, securities investment funds, securities investment analysis, securities issuance and underwriting. Among them, "basic knowledge" is a compulsory subject, and the last four subjects are elective subjects.

After passing the basic examination and elective subjects, you can obtain the securities qualification.

In addition, after taking the corresponding examination subjects, you can continue to obtain other qualifications. For example, if you pass the "Securities Investment Fund" exam, you can get the qualification for fund sales; After passing the "securities investment analysis" exam, you can also apply to become a registered securities analyst or securities investment consultant on the premise of meeting your academic qualifications and work experience.

Candidates who have passed the vocational qualification examination shall participate in and complete the corresponding business training organized by China Securities Industry Association every year; Failing to complete the corresponding business training as required, the qualified results are no longer valid.

Is the qualification examination for securities practitioners compulsory in all five subjects or optional? How many subjects do I have to pass to get a certificate?

You can get a certificate of achievement by passing the exam, and the exam results are valid for many years.

Those who have passed the examinations of basic subjects and any professional subjects have obtained the qualification of securities practice.

Those who have passed the examinations of basic subjects and any two professional subjects have obtained the first-class qualification certificate of securities business (blue).

Those who have passed the examinations of four professional subjects, such as basic subjects, have obtained the second-level qualification certificate of securities business (purple).

Do I need to take five exams to get the securities qualification certificate?

Subjects: The examination subjects are divided into five subjects: basic subjects and professional subjects.

Basic course: basic knowledge of securities market.

Professional subjects include: securities trading, securities issuance and underwriting, securities investment analysis, and securities investment funds.

Basic subjects are compulsory subjects, and professional subjects can be optional.

Mode:

The national unified examination is closed and the computer examination is adopted. The examination time for a single subject is 120 minutes.

Time:

Registration time of each period: examination time 1 times1October 10 to March 23rd, 24th, February1to June 22nd, 26th and July 3rd/kloc-.

Question type and score:

60 multiple-choice questions, each with 0.5 points;

40 multiple-choice questions, each 1 point;

Judge 60 questions, each with 0.5 points;

Total score of test paper 100.

Achievement and certificate management

You can get a certificate of achievement by passing the exam, and the exam results are valid for many years.

Those who have passed the examinations of basic subjects and any professional subjects have obtained the qualification of securities practice.

Those who have passed the examinations of basic subjects and any two professional subjects have obtained the first-class qualification certificate of securities business (blue).

Those who have passed the examinations of basic subjects and three other professional subjects have obtained the second-level qualification certificate of securities business (purple).

Certificates can be upgraded cumulatively. For example, after obtaining the securities qualification, those who pass any of the other three professional subjects will get the first-class certificate of securities qualification. The second-level qualification certificate is the same.

The securities qualification examination consists of five subjects. Do I have to pass all five subjects to get the qualification certificate?

If you don't need to pass all five subjects, you must pass the basic exam, and then choose one subject (such as trading, funds, investment analysis, issuance and underwriting) to pass the exam. After being hired by the organization, you can apply for a qualification certificate.

If you pass a course, you will get a grade. This level is valid for life. After the basic course, you can go to work by adding another one. You don't have to go through five classes at a time. Obtain a first-class professional level certificate through basic subjects and two or more professional subjects. Pass the examination of basic subjects and more than four (including four) professional subjects, and obtain the second-level professional level certificate.

The qualification examination for securities practitioners is a national unified examination organized by China Securities Industry Association. Securities qualification is a necessary certificate for entering the securities industry, and it is an important reference for entering banking or non-banking financial institutions, listed companies, investment companies, large enterprise groups, financial media and economic departments. Therefore, taking the qualification examination for securities practitioners is a first-class occupation in the securities industry.

There are five subjects in the securities exam. What are their five subjects?

General qualification examination: the basic regulations of the securities market.

Basic knowledge of financial market

Special business qualification examination:

investment banking

(Sponsor Representative Ability Examination)

Business of issuing securities research reports

(Securities Analyst Qualification Examination)

Securities investor business

(Competency Examination for Securities Investment Practitioners) This is about the securities industry examination. There are five subjects. Which five are they? The answer. 842