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How to apply for the filing process of securities investment fund companies
Fund company filing process;

I. Registration of fund managers

Private fund managers shall go through the registration procedures for fund managers with the fund industry association and apply to become members of the fund industry association.

Two. Fund filing

Private fund managers shall, within 20 working days after the completion of private fund raising, put on record through the private fund registration and filing system, indicate the fund category according to the main investment direction of private fund, and truthfully fill in the basic information such as fund name, fund scale, investor, fund contract (fund company's articles of association or partnership agreement, hereinafter referred to as fund contract). Where a corporate fund employs a management team to manage the assets of the fund, the corporate fund shall go through the procedures of fund filing and fund manager registration.

Third, personnel management.

Private fund managers shall submit the basic information and change information of senior managers and other fund practitioners to the fund industry association in accordance with the regulations.

Four. Filing time and requirements

Private fund managers should update the relevant information of private investment funds managed by them within 5 working days after the end of each month, including fund size, unit net value and number of investors.