Securities qualification certificate
China Securities Regulatory Commission OrderNo. 14 stipulates that professionals engaged in securities business in institutions engaged in securities business according to law shall obtain qualification certificates in accordance with the provisions of these Measures.
Fund qualification certificate
According to Article 13 of People's Republic of China (PRC) Securities Investment Fund Law, it is one of the necessary conditions for the establishment of a fund management company to manage publicly offered funds that the number of personnel who have obtained the qualification for fund practice is quorum. At the same time, Article 6 of the Measures for the Administration of Securities Investment Fund Management Companies also stipulates that holding fund qualification is one of the conditions for establishing a fund management company.
Futures qualification certificate
Order No.48 of China Securities Regulatory Commission "Measures for the Administration of Futures Practitioners" Article 10 An institution shall not employ unqualified personnel to engage in futures business, and shall not practise fraud in the process of qualification application.
Qualification certificate of bank employees
According to the Measures for the Administration of Qualification Examination Certificates for Banking Practitioners in China, passing the "Public Basic" examination and obtaining the certificate is a necessary prerequisite for becoming a banking practitioner.