In recent years, the number of applicants for the fund qualification examination has increased year by year. Many people think that only by passing the fund qualification examination can they get a certificate, but it is not! The following deep space network will explain to you the application process of fund qualification certificate, which is worth collecting by candidates.

Introduction to the subject of fund employment examination

At present, the fund qualification examination has set up three subjects, namely: subject 1: fund laws and regulations, professional ethics and business norms; Subject 2: Basic knowledge of securities investment funds; Subject 3: Basic knowledge of private equity investment funds.

According to the requirements of the fund industry association, the employer may apply to China Asset Management Association for fund business qualification registration through subject 1 and subject 2, or subject 1 and subject 3. Therefore, subject one, fund laws and regulations, professional ethics and business norms, is necessary.

After passing the prescribed two courses, you can obtain the qualification certificate of the fund. Fund qualification certificate ≠ Fund qualification certificate, which is a certificate of passing one or two subjects. The fund qualification certificate is a qualification certificate for engaging in the fund industry. That is to say, if you successfully pass the fund qualification examination, your primary goal is to log on to the website of the fund industry association and print the results of the fund qualification examination. In addition, candidates who have passed the two courses of fund practice can apply for the qualification of fund practitioners who have passed the examination by virtue of the results of the two courses of fund practice.

Which institutions can apply for the certificate of fund practice?

Institutions that can apply for fund qualification include fund managers, commercial banks (including foreign-funded corporate banks in China), securities companies, futures companies, insurance institutions, securities investment consulting institutions, independent fund sales institutions and other institutions recognized by China Securities Regulatory Commission.

Application process of fund qualification certificate

(1) First, the institution applies to the fund industry association for the account of the employee management system, and then the institution qualification manager applies for the qualification of registered funds for the employees through the management platform;

(2) Individuals submit registration applications → institutional review → internal publicity → institutional submission → association acceptance → external publicity → licensing;

(3) In view of the large number of employees in banking institutions, according to the personnel management structure of the bank, a four-level system administrator is temporarily set up. The head office applies for membership accounts and distributes them to relevant business departments or subordinate branches, and the branches distribute the accounts to sub-branches, and the relevant business departments or sub-branches distribute the accounts to individuals and individuals submit applications.