Therefore, the listing of fund shares mentioned in this chapter refers to the listing of fund shares of closed-end funds. The listing and trading of fund shares refers to the open and centralized bidding of fund shares in the stock exchange upon the application of the fund manager and the approval of the the State Council Securities Regulatory Authority.
The extended information fund manager submits listing application, listing announcement, fund raising application approval document, fund share offering document, fund contract, fund custody agreement, capital verification report, qualification certificates of fund manager and fund custodian, and fund property custody certificate, etc. Apply to the stock exchange for listing of fund shares.
The stock exchange shall review the documents submitted by the fund manager, issue audit opinions on those that meet the requirements for listing and trading, draw up the time for listing and trading, and submit relevant documents to the the State Council securities regulatory authority for approval.
Baidu encyclopedia-fund share