Article 11 Unless otherwise agreed in the fund contract, the fund share holders may transfer their fund shares. The transfer of fund shares shall go through confirmation, registration or other formalities in accordance with the provisions of the fund contract.
Where the fund share holders transfer their shares, the fund manager shall take corresponding measures to ensure that the transferee is a qualified investor as stipulated in these Measures, and the number of holders conforms to the provisions of Article 10 of these Measures.
Article 12 Qualified investors refer to units and individuals that have the corresponding risk identification ability and the ability to bear the risks of the private equity funds they invest in, and meet one of the following conditions:
(1) The total financial assets of an individual or family are not less than 2 million yuan;
(two) the average annual income of individuals in the last three years is not less than 200 thousand yuan;
(three) the average annual income of the family in the last three years is not less than 300 thousand yuan;
(4) The net assets of companies, enterprises and other institutions shall not be less than100000 yuan;
Investment products established and managed by financial institutions under the supervision of the State Council financial supervision and management institutions according to law are regarded as qualified investors.
Article 13 The amount invested by a QFII in a single private equity fund shall not be less than RMB 6,543,800+0,000.
Article 14 An investor shall ensure that the source of entrusted funds is legal, and shall not illegally collect other people's funds to invest in private equity funds.
Article 15 An investor shall provide a certificate of income or assets to the fund manager or fund sales organization, and truthfully inform the basic information such as investment purpose, investment preference and risk tolerance.