The filing process and requirements of private equity fund companies;

1. Registration of fund managers Private fund managers should go through the registration procedures of fund managers with the fund industry association and apply to become members of the fund industry association.

2. Fund Filing The private equity fund manager shall, within 20 working days after the end of private equity fund raising, file through the private equity fund registration and filing system.

3. Personnel Management Private equity fund managers shall submit the basic information and change information of senior managers and other fund employees to the fund industry association in accordance with the regulations.

4. Filing time and requirements Private equity fund managers should update the relevant information of private equity investment funds they manage within 5 working days after the end of each month.

Second, analyze the details

Materials required for the filing of private equity funds: copy of business license, tax copy, copy issued by the enterprise, electronic version of legal person, shareholder information, one-inch photos of all senior executives, capital verification report, qualification responsible form, income statement, project plan with projects, and resume of senior executives after 18 years old.

Three. Relevant laws

According to the Securities Investment Fund Law, the Notice of the Central Committee on the Division of Responsibilities for Private Equity Fund Management, the authorization of the China Securities Regulatory Commission and the relevant provisions of the Measures for the Registration and Filing of Private Equity Fund Managers (Trial), the fund industry association is responsible for the registration and filing of private equity funds and performs the self-discipline function of the industry. The self-discipline management of private equity funds takes information disclosure as the core and honesty and trustworthiness as the basis.

Four. Matters needing attention in filing private equity funds

Private fund managers shall, within 20 working days after the completion of private fund raising, put on record through the private fund registration and filing system, mark the fund category according to the main investment direction of private fund, and truthfully fill in the basic information such as fund name, fund scale, investor, fund contract, etc. Where a corporate fund employs a management team to manage the assets of the fund, the corporate fund shall go through the procedures of fund filing and fund manager registration.