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Do fund company shareholders need qualification certificates?
Shareholders of fund companies do not need qualification certificates, only relevant personnel engaged in fund transactions need qualification certificates. According to Article 9 of the Securities Investment Fund Law of People's Republic of China (PRC), fund managers and fund custodians manage and use fund property, and fund service institutions should fulfill their duties and fulfill their obligations of honesty, credibility, prudence and diligence.

Fund managers should abide by prudent operation rules, formulate scientific and reasonable investment strategies and risk management systems, and effectively prevent and control risks when using fund property for securities investment. Fund practitioners shall have the qualifications for fund practice, abide by laws and administrative regulations, and abide by professional ethics and codes of conduct.

Other provisions on the qualifications of fund practitioners.

Article 16 of the Securities Investment Fund Law of People's Republic of China (PRC) * * * Directors, supervisors and senior managers of fund managers who publicly offer funds shall be familiar with securities investment laws and administrative regulations and have more than three years of work experience related to their positions; Senior managers should also have the qualifications for fund practice.

Refer to the above? China Government Network-People's Republic of China (PRC) Securities Investment Fund Law