Once you have laid a solid foundation, you will be qualified for securities business, but the application is not necessarily.
Employees who meet the requirements of the Measures for the Administration of Securities Practitioners' Qualifications may apply to China Securities Industry Association for a practicing certificate through their company.
That is to say, if you work in a related company, such as a securities company or an exchange, you ask the human resources department, and they will help you apply in batches. There are so many people applying for securities companies.
The law is very detailed, as follows:
The person who applies for the practice certificate shall obtain the practice qualification, be employed by a securities institution, and meet the relevant character and reputation requirements stipulated in Article 10 of the Measures;
To apply for securities investment consulting business, you should also have China nationality, bachelor degree or above and more than two years of securities experience;
To apply for securities credit evaluation business, one should have more than two years of securities experience and the relevant provisions of the China Securities Regulatory Commission.
Practice certificate shall be applied to China Securities Industry Association through affiliated institutions.
The association shall, within 30 days from the date of receiving the application for practicing, file with the China Securities Regulatory Commission and issue a practicing certificate.
Practice certificates are not classified. A person who has obtained a practice certificate may engage in the securities business operated by the institution on behalf of the employing institution, as appointed by the institution.
If a person who has obtained a practicing certificate has not been employed in a public institution for three consecutive years, his practicing certificate shall be cancelled by the association; Those who practice again shall participate in the practice training organized by the association and re-apply for the practice certificate.