According to the provisions of the Securities Investment Fund Law and the Measures for the Registration of Private Investment Fund Managers and Fund Filing (Trial), private equity fund management institutions shall go through the registration procedures. Otherwise, it shall not engage in private investment fund management business activities. Give the following questions and answers on the Measures for the Registration of Private Fund Managers and Fund Filing (Trial) to help investors understand the relevant regulations of the private fund industry:
1. What is the scope of registration according to this method?
China Asset Management Association (hereinafter referred to as the Fund Industry Association) handles the registration of private fund managers and the filing of private funds in accordance with the Regulations on the Registration of Private Fund Managers and the Filing of Funds, and conducts self-discipline management of private fund business activities.
The scope of registration and filing is: private equity funds and managers of private equity funds.
Second, how to register according to the requirements of this method?
1. When private fund managers apply for registration, they shall register through the private fund registration and filing system.
2. The registration materials of private fund managers shall be truthfully reported, and the fund industry association may verify the authenticity of the materials by means of interviews and on-site inspections.
Registered capital requirements;
A. Equity investment company-10/00000 paid-in; ;
B. fund management company-paid-in 30 million;
C. Securities investment companies-the registered capital is not less than 500 million, and the paid-in capital is not less than 1 100 million.
Three certificates of company b;
C details and resumes of legal persons, shareholders and senior managers;
D Five systems (investment system, risk control system, internal control system, employee system and information disclosure system);
E Business scope (private equity investment, equity investment, venture capital and other investments).
I hope the above information can help you!
You can try Baidu Yu Hui International to apply for the record of private fund managers in China.