Current location - Trademark Inquiry Complete Network - Tian Tian Fund - What materials should be provided for issuing audit reports and capital verification reports for private placement?
What materials should be provided for issuing audit reports and capital verification reports for private placement?

hello, fund manager registration

private fund managers should go through the fund manager registration procedures with the fund industry association and apply to become members of the fund industry association.

ii. fund filing

the manager of a private equity fund shall, within 2 working days after the private equity fund is raised, make a filing through the private equity fund registration and filing system, indicate the fund category according to the main investment direction of the private equity fund, and truthfully fill in the fund name, capital scale, investors, fund contract (articles of association of the fund company or partnership agreement, hereinafter referred to as fund contract) and other basic information. Where a corporate fund employs a management team to manage the fund assets, the corporate fund shall perform the filing procedures as a fund and the registration procedures as a fund manager.

iii. personnel management

private fund managers shall submit the basic information and change information of senior managers and other fund practitioners to the fund industry association in accordance with regulations.

iv. filing time and requirements

the private equity fund manager shall update the relevant information of the private equity investment fund under management, including the fund size, unit net value, number of investors, etc. within 5 working days from the end of each month.

V. Materials required by the fund company for filing:

1. Copy of business license,

2. Copy of tax,

3. Copy of corporate generation,

4. Electronic version of legal person,

5. Shareholder information (number is required when handling)

6. One-inch photos of all senior executives (blue

9. Show the project plan (people, way, direction and form of launching) for the project

1. Provide the resume of the senior management after the age of 18 (the senior management must have the securities qualification certificate). I hope I can help you. Thank you.