Securities qualification is the abbreviation of the qualification examination for securities practitioners, the national qualification examination and the qualification certificate of national financial institutions. The qualification examination for securities practitioners is an introductory examination for engaging in the securities industry.

The qualification of the fund is based on the relevant provisions of the Securities Investment Fund Law of People's Republic of China (PRC), the Measures for the Administration of Securities Investment Fund Sales and the Practice Guidelines for Securities Investment Fund Salespersons. Personnel engaged in fund publicity, promotion and consultation shall have the professional knowledge and skills of laws and regulations, finance and finance necessary for fund sales activities, and obtain the securities qualification recognized by the association according to relevant regulations. "

Second, the examination subjects are different.

The subjects of securities qualification examination are "basic laws and regulations of securities market" and "basic knowledge of financial market" respectively.

The subjects of the fund qualification examination are "fund laws and regulations, professional ethics and business norms" and "basic knowledge of securities investment funds"

Basic knowledge of private equity investment fund.

Third, the requirements for passing the certificate are different.

Those who have passed the examination of basic knowledge of financial market and basic laws and regulations of securities market have obtained the qualification to engage in securities business; Those who pass the two subjects of "Basic Knowledge of Securities Market" and "Securities Investment Fund" in the securities qualification examination organized by the association are deemed to have passed the "Foundation of Fund Sales" examination.

Baidu Encyclopedia-Securities Qualification

Baidu Encyclopedia-Fund Qualification