1
Company information: business license, organization code, scanned copies of three certificates of tax registration certificate (enterprises with three certificates only need to provide business license), articles of association, internal control system documents of the company, information that the manager thinks needs to be explained, and control relationship diagram with the manager. Remarks: If your enterprise has been established for one year or more, you should also provide financial information such as financial statements and audit reports of the previous year, company contact address, contact telephone number, contact name, telephone number, email address, postal code, etc.
2
If the shareholder of the company applying for filing is a legal person company, the legal person company shall provide the business license, organization code, scanned copies of the three certificates of tax registration certificate (only the business license is required for enterprises with three certificates in one), company contact address, contact telephone fax number, legal person name, mobile phone number, landline telephone number, fax number, email address and zip code.
Requirements for filing personnel of private equity funds
1
The legal person and two senior executives should have at least 3 years of relevant working experience in banks, securities companies, fund companies and other related industries; The legal person and two senior managers must hold the qualification certificate of fund practice.
2
Legal persons and senior managers: scanned copies of the front and back of the ID card, one-inch photos, the highest education (scanned photos with bachelor degree or above are acceptable), office phone number, mobile phone number, fax number, email address, work experience (working hours, work unit, nature of work unit, position, work content, reference and reference phone number) and study experience (time and place).
three
One of the senior managers was designated as the person in charge of compliance risk control. If you are applying for filing a securities investment fund, one of the senior executives must be a fund manager, and the fund manager cannot concurrently be the person in charge of compliance risk control, then at least two senior executives are required.
The general law office will verify the following aspects when issuing legal opinions:
1
Company: verify whether the company's actual address, office space, rent, utilities and other general income and expenditure accounts, online survey (mainly to check whether it is engaged in P2P business), industrial and commercial bureau file transfer and tax investigation are industrial and commercial tax exception lists, blacklisted companies, illegal records, company bank account verification, registered capital and paid-in capital verification, and whether the company's internal risk control documents are sound;
2
Personnel: check the identity information of legal persons, shareholders and senior executives, and check their education background and work experience, so the local social security payment of office employees (including senior executives) and whether there are overseas shareholders, etc. Whether the legal person and senior management personnel have passed the qualification examination for fund practice, etc. Remarks: The specific verification contents may be slightly different according to different law firms. Please refer to the official requirements of law firms and associations for details.
three
Time to apply for fund filing: the time to apply for fund filing is about 20 working days from the date of submitting all materials to the association, and if it is rejected, it will be about 20 working days from the date of resubmitting materials.
It is not recommended to join.