(1) application form for institutional securities account registration;

(2) Original and photocopy of relevant certification documents of China Asset Management Association (hereinafter referred to as "Fund Industry Association") agreeing to the registration of private fund managers;

(3) The original and photocopy of the relevant confirmation documents for the filing of private equity funds issued by the fund industry association;

(4) Copies of useful identification documents such as the business license and organization code certificate of the fund manager (with official seal);

(5) The power of attorney of the legal representative (or person in charge) of the unit where the manager works, the letter of confirmation from the legal representative (or person in charge) and a copy of the valid identification document of the legal representative (or person in charge) (stamped with the official seal of the unit and signed by the legal representative or person in charge);

(six) the agent's identity confirmation document and a copy.

When a private equity fund with a property custodian requests to open an account, it must also provide a copy of the approval of the qualification of the fund custodian by the China Securities Regulatory Commission and other relevant competent authorities (with the official seal of the fund custodian), the original and copy of the custody agreement signed between the fund manager and the property custodian, the business license of the property custodian and other useful identification documents (with the official seal).

Private equity fund managers or property custodians request to open such accounts again. If the materials in Items (2) and (4), the qualification approval document of the fund custodian, the business license of the property custodian and other useful identification documents have not changed, they need not be provided again.