First, the examination time and content
(1) schedule
Examination time: February 26, 2022.
Candidates' registration and payment time: February 7, 2022 15: 00 to February 1 1: 00.
Refund time: February 9, 2022 15: 00 to February 1 1: 00.
Printing time of admission ticket: February 2, 20221,15 to February 26, 2022, 18.
(2) Examination fee
Examination fee: 6 1 yuan/subject.
Payment method: online payment
(3) Examination subjects
The examination arrangements are "General Qualification Examination" and "Special Business Qualification Examination".
1. The examination scope of the general qualification examination can be found in the Outline of the General Qualification Examination for Securities Practitioners (202 1) (see/pxzx/pxzdyg/202109/t20210917 _/for details.
2. The examination scope of the special business qualification examination "Competency Examination for Securities Analysts" refers to "Competency Examination Outline for Securities Analysts (20 15)" (see/pxzx/pxzdyg/20150/t 20150/kloc for details.
For the Competency Examination for Securities Investment Consultants, please refer to the Competency Examination Outline for Securities Investment Consultants (20 15) (for details, please refer to/pxzx/pxzdyg/2015/T 201512/).
(4) Examination forms and questions.
1, General Qualification Examination
The exam takes the form of a closed-book computer exam, and the topics are multiple-choice questions. Examination questions 100, examination time 120 minutes. More than 60 points are considered qualified.
2, special business qualification examination
The exam takes the form of a closed-book computer exam, and the topics are multiple-choice questions. Examination questions 120, examination time 180 minutes. More than 60 points are considered qualified.
(5) Examination city
Beijing, Tianjin, Shijiazhuang, Taiyuan, Hohhot, Shenyang, Changchun, Harbin, Shanghai, Nanjing, Hangzhou, Hefei, Fuzhou, Nanchang, Jinan, Zhengzhou, Wuhan, Changsha, Guangzhou, Nanning, Haikou, Chongqing, Chengdu, Guiyang, Kunming, Lhasa, Xi 'an, Lanzhou, Xining, Yinchuan, Urumqi and Dalian.
Tip: After successful registration, candidates should pay attention to the epidemic prevention and control requirements in the registration area. If there is any adjustment, please take the exam on the premise of observing the local epidemic prevention and control regulations. If the examination area can't organize the examination normally after registration, the association will cancel the local examination and refund the registered candidates.
Second, the examination registration conditions
(1) general qualification examination (note: this examination is for formal employees of the company system. )
1, registration deadline 18 years old;
2. Have a high school or a nationally recognized education equivalent to high school or above;
3. Have full capacity for civil conduct.
(two) special business qualification examination qualified personnel in the general qualification examination, can participate in the special business qualification examination.
Third, the admission ticket printing
Successful candidates can log in and print the admission ticket according to the time prompted by the registration system. The specific examination time and address will be indicated on the admission ticket.
Fourth, the examination discipline requirements
(a) candidates must take the exam with the admission ticket and valid documents filled in at the time of registration. If the ID card is expired or lost, you can take the exam with the social security card, the temporary id card issued by the public security organ or the original temporary identification (you must have my photo and affix the seal of the public security organ), and you are not allowed to enter the venue with the driver's license, household registration book, student ID card and other documents.
(2) Candidates must be seated according to the requirements of the staff when entering the examination room.
(3) The mobile phone should be turned off during the exam, and only the admission ticket, identity document, calculus pen, eraser and draft paper are allowed to be placed on the desktop. Personal belongings must be placed in the designated position in the examination room. Please don't bring valuables into the examination room to avoid losing them.
(four) the paper admission ticket and draft paper shall not be taken out of the examination room, otherwise it will be treated as a general violation of discipline.
Verb (abbreviation for verb) exam results
If you pass the exam subjects, you can get a "certificate of achievement". The results certificate can be downloaded and printed in the query window of the exam results on the Association website, and the general qualification exam results are valid for many years. If there is any objection to the examination, candidates should raise it with the Association within 15 days from the date of publication of the results, otherwise it will not be accepted.
Six, the examination disciplinary treatment
Candidates who violate the discipline will be dealt with by the association according to the circumstances, including canceling the test results on the spot and banning the test 1 to 2 years, and recording the violation in the integrity information management system; If the securities practitioners registered with the Association violate discipline seriously, the Association will give disciplinary action according to relevant regulations. For details about the discipline, disciplinary handling and disciplinary complaints in the examination room, please refer to the Notes on the Examination Room for Qualification Examination of Securities Practitioners.
Seven, special tips
(1) Candidates who register for the first time need to register and upload recent photos on a white or blue background that meet the requirements. Photos can't be retouched, otherwise it will affect the normal exam because of the failure of photo comparison. If the registered photos have been submitted, they should be replaced in time if the above problems exist.
(2) The only website for exam registration, admission ticket printing and result inquiry is official website.
Candidates should avoid logging in to other websites to do the above operations, so as not to disclose personal information.
(3) The Association does not hold pre-test training, does not publish exam counseling materials, and has never authorized any institution or individual to hold relevant training and publish relevant counseling materials. Individual websites and training institutions lie that they can provide real questions for securities practitioners' qualification examinations to defraud candidates of money. Please be vigilant to avoid being cheated.
(4) The examination room uses professional equipment to monitor the whole process of the examination, and the association will report to the public security organ the illegal and disciplinary acts of illegally transmitting examination questions and answers by using communication equipment and special cheating tools.
(5) If the answers to the test papers are highly similar, cheating is reported by others or there are other suspected cheating, once it is verified afterwards, the association will regard it as cheating in the exam and deal with it according to relevant regulations.
(VI) The Association and China Asset Management Association have established an information exchange mechanism to jointly punish candidates who have broken their promises. Candidates who are forbidden to take the securities industry qualification examination due to violation of discipline will also be unable to sign up for various examinations organized by the fund industry association during the prohibition period.
(7) Candidates who find cheating in the name of providing real questions for securities practitioners' qualification examinations, selling wireless answering equipment and special cheating tools to candidates, and illegally providing candidates with test questions and exact answers can report to the association or public security organs. During the examination, if other candidates are found to have cheated in answering questions, they can report to the invigilator or the association.
Eight, epidemic prevention measures
(1) A negative paper nucleic acid test report within 48 hours (based on the sampling time) must be provided on the day of the test, otherwise you cannot participate in the test. It is suggested to do nucleic acid testing on the afternoon of February 24th and 25th.
(2) Candidates are required to promise that their body temperature will not exceed 37.3 degrees within 14 days before the test, that they have no symptoms such as colds and coughs, that their health code is green, that they have no history of living in non-low-risk areas with overseas and domestic epidemics in the past 14 days, and that they have no history of close contact with confirmed or suspected cases in their residential communities, and that they will sign a letter of commitment when signing the test.
(3) During the examination, the test center will provide seats with effective and safe intervals, and at the same time arrange special personnel to disinfect the examination room during the examination interval.
(4) Candidates who enter the examination room are required to show no abnormal health code and cooperate with temperature measurement. If the health code is abnormal or the temperature exceeds 37.3 degrees, the invigilator has the right to refuse the admission of candidates. In addition to taking photos on the spot, candidates should wear masks during the exam.
(5) If there are other special epidemic requirements in the city where the test center is located, the Association will inform you by SMS and telephone in time.
Nine. Examination consultation
If you have any questions, please visit the FAQ on the website of the Association or consult online through the online newspaper platform.
Securities Association of China
65438+20221October 20th