1. Publicly publicize and promote private placement products to unspecified objects;

2. The private placement institution fails to handle the filing procedures of fund products as required;

3. Private equity institutions failed to conduct effective risk assessment for investors when raising funds, and raised funds from unqualified investors;

4. Private equity institutions violate the rules in investment operation, misappropriate and occupy fund property.

Legal basis: Article 3 of the Interim Measures for the Supervision and Administration of Private Investment Funds shall follow the principles of voluntariness, fairness, honesty and credibility, safeguard the legitimate rights and interests of investors, and shall not harm the national interests and social public interests.