Fund mouse warehouse
The rat warehouse is the fund manager, and then the investors' high price is used to sell their own stocks for profit, so that the investors' funds are locked up.
Mouse warehouse is a way of wealth transfer, and it is a way for some brokers to turn public funds into private money, which is essentially the same as corruption and theft.
How to complain about the fund mouse warehouse?
Ordinary investors can defend their rights through two reasons, one is the fund contract, and the other is the securities investment fund law.
1. According to the signed fund contract,
Fund contracts generally require fund managers to abide by laws and regulations and the provisions of the CSRC, establish and improve internal risk control, and prevent illegal acts. It also stipulates that the fund manager shall not violate the fund contract, resulting in loss of fund property or damage to the legitimate rights and interests of fund share holders, otherwise he shall be liable for compensation.
Investors can put forward that in the "rat warehouse" fund, there are problems in the internal risk control of the fund company, and the fund company will be held accountable accordingly. But in this case, it is very difficult for investors to provide evidence of management problems within the fund company.
2. According to the Securities Investment Fund Law
The main legal basis for the compensation of "rat warehouse" is Article 146 of the new Securities Investment Fund Law: Anyone who violates the provisions of this law and causes damage to fund property, fund share holders or investors shall be liable for compensation according to law. Investors can claim compensation from the fund company accordingly.
Because the fund company has the responsibility of poor supervision over the occurrence of the rat warehouse and violates its own management obligations, investors have the right to demand the fund company to bear civil liabilities such as compensation for losses and refund of management fees through litigation or arbitration.
Many cases of "rat warehouses" are punished according to this regulation.
That's all about how to complain about the fund mouse warehouse, I hope it will help everyone. Warm reminder, financial management is risky and investment needs to be cautious.