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Manager required by fund company registration

A fund manager (fund management company) refers to a scientific investment portfolio that relies on professional knowledge and experience to use the assets of the funds under management in accordance with laws, regulations, fund charters or fund contracts, and in accordance with the provisions of the fund charter or fund contract. An institution that makes investment decisions based on principles, seeks to continuously increase the value of the fund assets it manages, and enables fund holders to obtain as much income as possible.

Fund managers have different names in different countries (regions). For example, it is called an investment management company in the United Kingdom, a fund management company in the United States, an investment trust company in Japan, and a securities investment trust enterprise in Taiwan. However, their responsibilities are basically the same, that is, the use and management of fund assets.

Fund managers are the managers and users of fund assets. The quality of fund returns depends on the level at which fund managers manage and utilize fund assets. Therefore, the qualifications of fund managers must be strictly limited in order to protect the interests of investors. Only institutions that meet certain conditions can serve as fund managers. . Each country or region has different regulations on the qualifications of fund managers. Generally speaking, institutions that apply to become fund managers must comply with the relevant securities investment trust regulations of their country or region and obtain approval from the relevant government authorities. Can obtain the qualification of fund manager. The review content includes: whether the fund management company has certain capital strength and good reputation, whether it has the hardware conditions to operate the fund (such as fixed locations and necessary facilities, etc.), specialized talents and a clear fund management plan, etc.

my country's "Interim Measures for the Administration of Securities Investment Funds" stipulates that the main responsibilities of fund managers are: to invest and manage fund assets in accordance with the provisions of the fund contract; to make timely and full payments to fund holders Fund income; keep the accounting books of the fund and record them for more than 15 years; prepare fund financial reports, announce them in a timely manner, and report to the China Securities Regulatory Commission; calculate and announce the net asset value of the fund and the net asset value of each fund unit; other duties stipulated in the fund contract; Managers of open-end funds should also handle fund subscriptions and redemptions in a timely and accurate manner in accordance with relevant national regulations and the provisions of the fund contract.