(1) The Fund holds shares of a listed company, and its market value does not exceed10% of the fund's net asset value; (2) The market value of all warrants held by the Fund shall not exceed 3% of the net asset value of the Fund; (3) All funds managed by the fund manager hold securities issued by a company, which does not exceed10% of the securities; (4) All funds managed by the fund manager hold the same warrant, which shall not exceed 65,438+00% of the warrant; (5) The balance of funds entering the national interbank market for bond repurchase shall not exceed 40% of the net asset value of the fund; (6) The investment proportion of the Fund's stocks, bonds, cash, short-term financial instruments and other financial instruments permitted by laws and regulations or China Securities Regulatory Commission, of which stocks are 60%-95% and bonds (excluding government bonds with maturity within one year) are 0%-35%; (7) The fund property participates in stock issuance and subscription, and the number declared by the fund does not exceed the total assets of the fund, and the number of shares declared by the fund does not exceed the total number of shares to be issued by the company this time; (8) The total amount of warrants purchased by the Fund on any trading day shall not exceed 5 ‰ of the net asset value of the Fund on the previous trading day; (9) Keep cash of not less than 5% of the fund's net asset value or government bonds with maturity within one year; (10) If laws, regulations or regulatory authorities cancel the above restrictions, the Fund is not subject to the above restrictions. Where laws and regulations change the investment prohibition and portfolio ratio limit agreed in the Fund Contract, the changed provisions shall prevail. If laws, regulations or regulatory authorities cancel the above restrictions, the Fund will not be subject to the above restrictions. If the investment ratio of the fund does not meet the investment ratio specified in the above (1)-(6) due to factors other than the fund manager, such as fluctuations in the securities market, merger of listed companies, changes in fund scale, and consideration payment for share-trading reform, the fund manager shall make adjustments within 10 trading days.