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Conditions for exemption from the Fund Practitioner Qualification Examination

The exemption conditions for the Fund Practitioner Qualification Examination are as follows:

Exemption Regulations for the Fund Practitioner Qualification Examination

The exemption regulations for the Fund Practitioner Qualification Examination are relatively strict and only apply to private equity fund management Even if they meet the conditions for exemption from the examination, they will not be exempted from the examination even if they meet the requirements for exemption from the examination.

Specific exemption conditions:

1. Applicants are required to engage in investment management-related business in the past three years, and must meet relevant qualification requirements, and the average annual scale of assets under management reaches 10 million For the above, you only need to take the test for subject one, and you do not need to take the test for other subjects. The first subject examination is "Fund Laws and Regulations, Professional Ethics and Business Standards".

2. Have passed the Securities Qualification Examination, Futures Qualification Examination, Banking Qualification Examination, etc. and meet the relevant certification conditions. Or pass the Certified Public Accountant Qualification Examination, Legal Professional Qualification Examination, Asset Appraiser Professional Qualification Examination, etc., and meet relevant certification conditions. You only need to take subject one "Fund Laws and Regulations, Professional Ethics and Business Standards".

Examination subjects and examination time

Examination subjects

The Fund Practitioner Qualification Examination consists of three subjects:

Subject 1: Fund Laws and Regulations , professional ethics and business standards;

Subject 2: Basic knowledge of securities investment funds;

Subject 3: Basic knowledge of private equity investment funds.

Candidates who have passed the subject one and subject two exams, or passed the subject one and subject three exams, have the registration conditions for fund practice qualifications.

The association will add or adjust relevant examination subjects as appropriate based on the needs of industry and market development.

Exam time

The 2020 Fund Practitioner Qualification Examination is March 28, May 23, June 20, October 24, April 25-26 , held on September 19-20 and November 28-29. On April 7, 2020, the Asset Management Association of China issued an announcement and decided to postpone the fund practitioner qualification appointment examination originally scheduled for May 23.

The specific postponed exam time will be notified separately based on the progress of epidemic prevention and control. In order to actively support the industry's resumption of work and production, the association will appropriately increase the number of examination seats after the resumption of examinations to meet examination needs.