(1) Engaged in asset management-related business in the last three years, and the average annual scale of assets under management is above100000 yuan;
(2) Having passed the examination of securities qualification (excluding securities investment funds and securities issuance and underwriting subjects), futures qualification, banking qualification, CFA and other financial-related qualifications, or having obtained the qualification of certified public accountant, legal professional qualification and asset appraiser, or being a director, supervisor or senior manager of a listed company and other private placement practitioners;
For senior managers of private equity funds who meet one of the above conditions, their institutions or individuals shall submit to China Asset Management Association the asset management scale certificate or relevant qualification certificate of the last three years issued by the fund custodian (fund custody department) or fund service institution, and submit the relevant materials of the above qualification request to the online port of qualification certificate of private equity fund registration and filing system in electronic form. Private equity fund executives who meet the above threshold and submit materials for clearance can obtain the qualification of exemption from the examination in the fund industry. Other unsuitable candidates need to complete the examination of subject 1, subject 2 or subject 3 of fund business according to the threshold in order to obtain the qualification of fund business. This is about Zhengzhou's securities business and then the fund business. Is there an exemption? The answer. 782