The securities qualification examination in the second half of 2023 will be on November 4 and 5, 2023. In theory, registration for the examination should start 20-30 days before the examination, so registration is expected to be carried out in October.
1. Exam subjects:
The Fund Practitioner Qualification Examination is divided into two subjects:
Fund Practitioner Knowledge and Practice: It mainly tests the fund market, fund business, Fund regulations, fund investment and other basic knowledge.
Fund sales practice: mainly tests practical skills such as fund sales skills, investment planning, and risk assessment.
II. Exam content:
1. Fund industry knowledge and practice:
The development and basic knowledge of the fund market
Fund regulations , Law and Ethics
Fund Investment Science
Fund Products and Fund Management Companies
Fund Business Operation Process
Fund Risk Management
p>2. Fund sales practice:
Securities market and fund investment knowledge
Fund sales and service skills
Investment planning and risk assessment
p>Basic knowledge of financial markets
Insurance, pension, taxation and other related financial knowledge
3. Examination characteristics:
Comprehensiveness: This exam involves It is broad in scope and covers knowledge in many fields such as fund market, laws and regulations, investment science, and sales skills.
Practicality: The examination content not only includes theoretical knowledge, but also involves practical operation skills, testing the candidate's application ability in practical work.
Practicality: The exam content is closely related to the actual practice of the fund industry and involves practical knowledge in fund sales, services, investment planning, etc.
4. Importance of the exam:
Employment advantages: Those with fund qualification certificates have higher competitiveness in the fund industry and can easily obtain employment opportunities in related positions.
Career development: The fund professional qualification certificate is an effective way to improve professional standards in the fund industry, and is also a prerequisite for promotion to senior professional titles.
Providing services: After passing the fund practitioner examination, personnel can provide customers with more professional and comprehensive fund investment services and improve customer satisfaction.
The Fund Practitioner Qualification Examination is a landmark certificate. Personnel holding this certificate are qualified to engage in related work in the fund industry, and it also provides them with more opportunities and possibilities for future career development. . During the preparation process, candidates need to focus on the study of theoretical knowledge and improve their practical skills combined with actual work experience, in order to successfully pass the exam and obtain the fund practitioner qualification certificate.