Northeast Securities is a state-owned enterprise, its full name is Northeast Securities Co., Ltd. In June 2000, it was approved by the China Securities Regulatory Commission and established Northeast Securities Co., Ltd. after increasing capital and expanding shares.

Won the "2023 Junding Award for Retail Brokers in China Securities Industry", "2023 Junding Award for Investment Consulting Service APP in China Securities Industry", "2023 Junding Award for New Asset Management Institutions in China Securities Industry", etc.

1. Company Profile 1. It has carried out comprehensive securities and securities-related businesses, including securities brokerage, securities underwriting and sponsorship, securities self-operation, securities research and consulting, IB, private equity funds, margin financing and securities lending, agreed repurchase securities transactions,

Businesses such as stock pledged repurchase transactions and agency sales of financial products have formed a relatively complete business system.

2. It has established a subsidiary of Orient Securities Rongtong Private Equity Fund, a subsidiary of Orient Securities Rongda Alternative Investment, and a subsidiary of Orient Securities Ronghui Securities Asset Management. It controls Bohai Futures and Oriental Fund, participates in Yinhua Fund, and has established a group of securities, funds, and

Futures as a comprehensive securities service provider.

3. It has established 46 brokerage business regional branches, 90 securities sales departments and 3 branches in 69 large and medium-sized cities in 28 provinces, autonomous regions and municipalities across the country.

2. Development History 1. Formerly known as Jilin Provincial Securities Company, it was established in 1988.

2. In June 2000, Northeast Securities Co., Ltd. was established through capital increase and share expansion.

3. In August 2007, Jinzhou Economic and Technological Development Zone Liulu Industrial Co., Ltd. repurchased shares in a targeted manner, exchanged new shares for shares and absorbed and merged with Northeast Securities Co., Ltd., and changed its name to "Northeast Securities Co., Ltd."

4. On August 27, 2007, the company was listed on the Shenzhen Stock Exchange. The stock abbreviation is "Northeast Securities" and the stock code is 000686.

3. Main business 1. The wealth management business mainly provides customers with trading services such as buying and selling stocks, bonds, funds, futures and options, and provides customers with asset allocation services and various financial product sales services. Financial products are provided by the company and other legal financial institutions.

Organizational Management.

2. The company’s credit business mainly provides customers with diversified financing services such as margin financing and securities lending, stock pledge, refinancing, and equity incentive exercise financing.

3. The asset management business operates and manages securities asset management business through its wholly-owned subsidiary Orient Securities Ronghui, public fund management business through its holding subsidiary Orient Fund, and private equity fund business through its wholly-owned subsidiary Orient Securities Rontong.

Summary: Northeast Securities Co., Ltd. provides professional and high-quality financial services to institutional customers, one-stop wealth management services to individual customers, and full-cycle comprehensive financial solutions to corporate customers.