The promoters of fund companies are institutions engaged in securities business, securities investment consulting, trust asset management or other financial asset management. People usually refer to funds mainly as securities investment funds. There are three main analysis methods of securities investment: basic analysis, technical analysis and evolution analysis, in which the basic analysis is mainly applied to the selection of investment objects, while the technical analysis and evolution analysis are mainly applied to the temporal and spatial judgment of specific investment operations as an important supplement to improve the effectiveness and reliability of investment analysis.
In a narrow sense, a fund company only refers to a fund management company (Public Offering of Fund Company) that can engage in securities investment fund management business with the approval of the CSRC; Broadly speaking, fund companies are divided into Public Offering of Fund companies and private fund companies. Public Offering of Fund's business and personnel activities are supervised by the CSRC, and its employees belong to the fund industry; Private equity fund companies are not regulated at present (the new Fund Law may bring private equity funds under the supervision of the CSRC).
From the organizational form, fund companies are divided into corporate fund companies and limited partnership fund companies. Judging from the current practice, all Public Offering of Fund companies are corporate fund companies, and private fund companies adopt both corporate system and limited partnership system.
Conditions for establishment:
(1) Shareholders meet the provisions of the Securities Investment Fund Law and these Measures;
(2) Having articles of association that comply with the Securities Investment Fund Law, the Company Law and the provisions of the China Securities Regulatory Commission.
(3) The registered capital shall be no less than RMB 654.38+0 billion, and the shareholders must make contributions in cash, and the overseas shareholders shall make contributions in freely convertible currencies;
(4) There are no less than 65,438+05 senior managers and business personnel who meet the requirements of laws, administrative regulations and the China Securities Regulatory Commission and engage in research, investment, valuation, marketing and other work, and have obtained the qualification for fund practice;
(5) Having business premises, safety precautions and other business-related facilities that meet the requirements;
(6) Setting up organizations and posts with reasonable division of labor and clear responsibilities;
(7) Having internal control systems such as supervision, auditing and risk control that meet the requirements of the China Securities Regulatory Commission;
(8) Other conditions approved by the State Council and stipulated by the China Securities Regulatory Commission.