(1) Investment Decision Committee

The investment decision-making committee is the highest decision-making body for fund management companies to manage fund investment, and it is a non-permanent deliberative body. The investment decision-making committee authorizes the fund manager to decide the appointment and removal of the fund manager.

(2) Risk Control Committee

It is also a non-permanent deliberative body, generally composed of deputy general manager, manager of supervision and audit department and other relevant personnel.

II. Investment Management Department

(1) Investment Department: The investment department is responsible for stock selection and portfolio management according to the investment principles and plans formulated by the investment decision-making committee, and issues investment instructions to the trading department.

(II) Research Department: The research department is the supporting department of fund investment operation, mainly engaged in macroeconomic analysis, industry development analysis and investment value analysis of listed companies.

(3) Trading Department: The trading department is the specific executive department of the fund investment operation, and is responsible for organizing, formulating and executing the trading plan.

The main functions of the trading department are:

(1) Execute the trading instructions of the investment department, and record and save the daily investment transactions;

(2) Keep in touch with brokers and control the corresponding trading quota;

(3) Responsible for the arrangement of fund trading seats and the management of trading volume.

Third, the risk management department

(1) Supervision and audit department

The supervision and audit department is responsible for independent monitoring of the company and submitting analysis reports to the board of directors on a regular basis.

(2) Risk Management Department

The Risk Management Department is responsible for the effective management of risks arising or potential in the company's operation. The work of this department is mainly responsible to the company's senior management to prevent risks.

Fourth, the marketing department

(1) Marketing Department

The marketing department is responsible for the design, collection, customer service and continuous marketing of fund products.

The main functions of the marketing department are:

(1) Design fund products according to the current situation and future development trend of the fund market and the internal situation of the fund company, and complete the corresponding legal documents;

(2) Responsible for fund marketing, including planning, promotion, organization and implementation;

(3) Provide services for customers' subscription and redemption requests, and be responsible for the corporate image design of the company and the establishment, communication and liaison of public relations.

(II) Finance Department of the Company

In order to better handle the conflict of interest between the fund and the entrusted asset management business, the two businesses must be properly separated in organization and business.

Verb (abbreviation of verb) fund operation department

(including fund liquidation and fund accounting) Fund liquidation is the settlement of fund shares and funds; Fund accounting is related to the handling of fund business.

Intransitive verbs background support department

(1) Administration Department

(II) Information Technology Department

(3) Finance Department