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Is the fund qualification examination two or three subjects?
There are at least two subjects in the fund qualification examination. The fund employment examination includes subject 1, Fund Laws and Regulations, Professional Ethics and Business Standards, subject 2, Basic Knowledge of Securities Investment Funds, and subject 3, Basic Knowledge of Private Investment Funds. Among them, subject 1 is a compulsory subject, and subject 2 and subject 3 are one or two subjects.

Through subject 2, you can engage in all fund businesses, including publicly offered fund managers, fund custodians, securities and futures asset management institutions and fund service institutions (including fund sales, share registration, valuation, investment consulting, evaluation, information technology system services and other institutions).

Moreover, the qualifications recognized in subjects 1 and 2 are also applicable to private fund managers such as securities, equity and venture capital. However, if only the qualifications recognized in subject 1 and subject 3 are recognized, it is only suitable for non-securities private equity fund managers.

Extended data:

The fund qualification examination includes three subjects:

Subject 1: fund laws and regulations, professional ethics and business norms; Subject 2: Basic knowledge of securities investment funds; Subject 3: Basic knowledge of private equity investment funds.

Candidates are eligible to be registered as fund practitioners if they pass the examination of subject 1 and subject 2, or pass the examination of subject 1 and subject 3. The association will increase or adjust relevant examination subjects as appropriate according to the needs of industry and market development.

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