Current location - Trademark Inquiry Complete Network - Tian Tian Fund - What are the precautions in the filing process and reporting system of China Foundation Fund products?
What are the precautions in the filing process and reporting system of China Foundation Fund products?
1. Company name and scope requirements.

Asset management, investment management, venture capital, equity investment and related vocabulary. Equity involving more personality. Equity, venture capital, enterprise management consulting. There are conflicts of interest with PTP and private lending, so it should be monopolized.

You can't do the seller's business at the same time. We are a buyer's enterprise.

3. Managers can't hold other related jobs.

4. Whether the name includes private placement is an encouraging requirement, not mandatory. Reflect the requirements of specialization.

5. Nominally there is industrial investment, and if it is equity, it is also possible. Regarding the investment, there is controversy, and it is the consulting business under the seller. Give everyone a unified answer after coming down.

6. Record the business scope and name of the private equity fund, and whether it needs rectification. Name. The business scope must first meet the requirements.

7. Minimum capital, great industry differentiation, no mandatory capital requirements. At present, in the system, the paid-in amount is 0, and there will be special prompts. Law firms should have reasonable reasons to do their best, and as a matter, they should have basic personnel, funds, venues and facilities.

8. If the paid-in ratio is less than 25% and less than100000, it shall be publicized.

9. Systems and regulations are necessary.

10. The manager has no requirement on the operating period.

1 1. If the registration is inconsistent with the actual business premises, the lawyer shall truthfully state and explain the reasons.

12. The annual review is a financial report.

13. The audit report must be provided after one year. If not, you can upload it. If you register, you will upload it every year.

14. What major changes need to be submitted? Legal representative, major shareholder and actual controller. A careful appraisal of the association will also be required.

Before15.65438+February 3 1, if there are already qualified executives. If it's a new executive, it must be. If it is equity, executives do not need qualifications. Registered manager, now holding senior management qualification, does not affect product filing.

16. We don't make conditional requirements for all kinds of fund management.

17. At present, the annual manager update has been opened. You can use the annual update window. Special instructions are updates. Otherwise, the legal opinions will be inconsistent with the materials. The quarterly update will be released in April.

18. Part-time jobs of companies, subsidiaries and managers are not mandatory. But it's impossible. E-renting treasures is like Ding Ning 1000 part-time jobs.

19. Risk control, do not invest in this institution. It is stipulated in the company's personal transaction declaration system to make relevant investments by yourself. The so-called non-participation is a decision-making matter of the company, and compliance and investment are checks and balances.

20.GP is not necessarily a manager. Double GP is to be registered. There are also cases where GP is inconsistent with the administrator. Considering the statistical problems, the current dual manager system requires them to prepare under the name of one manager. Under the fund filing, it should be noted that there is also an administrator. In the third stage of the system, we will consider dual GP accordingly. At present, one of them is filing.

2 1. Can a wholly foreign-owned enterprise put on record? Previously, private equity and venture capital could fully engage in this business. Private equity securities are now at the opening level in 2002, and the proportion of foreign investment is not less than 49%. The China Municipal Government has made a commitment to foreign relations and dialogue mechanism, and the China Securities Regulatory Commission is working out a solution. We will cooperate with the CSRC to change the registration procedures.

22. Venture capital, angel, do you want to register? There were others before angels. If you belong to an organized angel, ask for a record.

23. The establishment of branches in different places is actually a part of the due diligence of law firms, which truthfully reports and the law firms truthfully investigate and explain the situation. If a branch such as e-Rent Bao is found, the association will take the initiative to ask whether there is any conflict of interest with professional operation and whether there is any violation of laws and regulations.

24. The product of10 has expired, and the product has not been filed. Everyone should seriously study the Interim Measures. Register for the record Not if it's settled.

25. Don't be hasty and blind.

26. There is no difference between good and bad products, as long as they meet the requirements, they will be put on record.

27. It is true that everyone is under great pressure now. May 1 filing completed or submitted. Judging from the implementation, there are still a large number of institutions that have not completed legal opinions. We will make some practical arrangements. In the formal question and answer, the submission shall prevail.

28. Full transfer is a new registration. Completely in accordance with the new agency inspection. I don't want to play the association by changing shells.

29. The registration information does not match the reality. How to change it? Updated every year. Major issues. Upon completion, the legal opinion will be completed.

30. Affiliates do not require conflicts of interest. Subsidiaries are natural firewalls. If the branch is not professional, we will think that it is not professional.

3 1. internal control guide, with at least 2 senior managers.

32. If there is a part-time job in the materials of individual tax and social security, a reasonable part-time job is allowed. Provide appointment contracts, associations.

33. Disclosure must be traced back to natural persons? System requirements, actual controllers: natural persons, state-owned enterprises, collective enterprises, and supervised overseas institutions.

34. We didn't recommend a law firm. We can't recommend a law firm.

35. The logic is strict, the evidence is sufficient, and legal opinions are issued.

36. Unqualified legal opinions cannot be passed. Of course, we have to see if the reservation is true. There are also some lawyers whose opinions are untrue. We attach great importance to booking.

37. Further legal advice will be sought.

38. The cancellation of legal opinions by public offering is because the fund law is a very clear administrative license, with strong supervision and high threshold. The power of examination and approval lies with the CSRC, which is a simple administration and decentralization. Private placement is not an administrative release, but a record of honesty and self-discipline, relying on honesty. In the current situation of unsatisfactory integrity, I believe that it is in line with the status quo to have a legal intermediary with relative professional ethics.

39. The increased cost of private placement is indeed the cost of compliance. Lawyers help sort out business, and compliance is value-added business.

40. The legal opinion is * * *: No matter the process of certification, due diligence description, many similarities, partial explanations and no overall conclusion.

4 1. The legal opinion is valid within one month before the application is submitted.

42. We will further explain and clarify matters related to legal opinions. It is a lawyer's legal endorsement of the profession of private placement manager.

43. Registering products that have not been released before February 5 will indeed give some flexibility to institutions that have raised products before February 5, if promised. It is also an example. Not universally applicable.

44. Only the controlling shareholder can make major changes to the shareholder change and private placement filing method. Minority shareholders are only updated quarterly.

45. No legal opinion is required to change the business scope. After the change of industry and commerce, it can be updated in the association.

46. The rectification of names must be completed first.

47. The requirement for rectification of legal representative qualification is 12+438+0. The opinions of law firms can be truthfully stated.

48. Annual and quarterly updates and adjustments are consistent with legal opinions.

49. Can you make two amendments at the same time and issue a legal opinion? Theoretically, give me one It is actually an independent submission process.

50. Some businesses have some temporary measures because of the name problem. The reality in China is real. Managers negotiate with industrial and commercial enterprises themselves. We aimed at some major areas.

Executives recognized before 5 1. only need to attend 15 hours of continuous training.

52. Securities funds must join members, and equity and venture capital are not mandatory. Including the interim measures and regulations of the CSRC, there may be an overall top-level design. In the past two years, due to the participation of private fund managers, the original membership management measures of the association need to be revised. A meeting of member representatives will be held in June and July to deliberate and vote on the management measures and charging methods. Currently in the adjustment period. Before the member congress, we will confirm and review the qualifications of the organizations that have joined the membership. We will be flexible in handling individual cases. In the internal governance of the members of the association, ordinary members have the right to choose and be elected, and observation members have the right to vote. This is a constitutional arrangement. On the basis of full communication with you, modify the membership method.

53. There are rights and obligations of ordinary members on the website.

54. Observation members, institutions that meet certain conditions, including compliance with association rules, recent information reports, disclosure, recording, upgrading to ordinary members, major violations of laws and regulations, demotion, etc. How did the original private placement special members turn into observation members will be connected with you after the meeting.