1. subject 1: fund laws and regulations, professional ethics and business norms, subject 2: basic knowledge of securities investment funds, subject 3: basic knowledge of private investment funds.
2. Those who have passed the examination in subjects 1 and 2, or passed the examination in subjects 1 and 3 may apply for the qualification of registered fund. These include:
(1) employees of fund managers, fund custodians, securities and futures asset management institutions and fund service institutions (including fund sales, share registration, valuation, investment consultants, evaluation, information technology system services, etc.). ) you must pass subject one and subject two.
(2) Employees of private fund managers need to pass subjects 1 and 2, or subjects 1 and 3.
(3) Personnel engaged in fund promotion and fund sales information management platform system operation and maintenance in fund sales institutions must pass subject 1 and subject 2, or subject 1 and subject 3. Candidates can choose reference subjects according to their needs.