According to the relevant provisions of the Securities Law, the Fund Law and the Practice Guidelines for Securities Investment Fund Salespersons, "fund salespersons should have the necessary professional knowledge and skills in laws, regulations, finance and finance. Engaged in fund sales activities and obtained the securities business qualification recognized by the association in accordance with relevant regulations. " "Fund sales personnel refer to personnel engaged in fund publicity, fund share sale, fund share subscription and redemption and other related activities. In the fund management company and the fund agency entrusted by the fund management company. "
According to "People's Republic of China (PRC) Securities Investment Fund Law" and "Measures for the Administration of Securities Investment Fund Sales", personnel engaged in fund publicity, sales promotion, consulting and other businesses should first take the fund sales staff examination and obtain the qualification.
Extended data:
Apply for qualification
Registration conditions for the national unified examination:
The personnel of the qualification examination for fund practice are mainly those who are engaged in fund sales within the fund management company or who want to engage in this profession. The registration conditions are:
(1) Deadline for registration 18 years old;
(2) Having a high school education or above;
(3) Having full capacity for civil conduct;
(4) Other conditions stipulated by the China Securities Regulatory Commission.
Registration conditions for the weekly exam:
(1) Having full capacity for civil conduct;
(2) Having a high school education or above;
(3) The current/to-be-appointed senior managers of Public Offering of Fund manager and private equity fund manager, including legal representative/managing partner (to-be-appointed representative), chairman, general manager, deputy general manager, person in charge of institutional compliance/risk control/inspector general, etc. Fund custodian, manager of public offering business of fund sales organization, etc. ;
(4) Other conditions stipulated by the China Securities Regulatory Commission.
In general, you can apply for the first three items. Fourth, abide by the management measures for employees promulgated by the CSRC and abide by some rules and regulations.
References:
Baidu encyclopedia-fund employment exam